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    SFC Fines HSBC for Code of Conduct Breaches

    SFC Fines HSBC for Code of Conduct Breaches

    SFC fined HSBC for its internal control failure to ensure timely detection of any failure of the recording function of its telephone lines which breached Paragraph 3.9(b) of the SFC Code of Conduct.
    HKEx Report on the CES HK Biotechnology Index

    HKEx Report on the CES HK Biotechnology Index

    Due to the increasing number of letters of concern sent in 2017-2018, SFC issued a reminder to directors on their statutory and legal duties in corporate acquisitions and disposals.