Charltons wins Transactional Boutique Law Firm of the Year Award 2020!

We are pleased to announce that Charltons has been named the “Boutique Transactional Law Firm of the Year” at the ALB Hong Kong Law Awards 2021.

HKEx Listing Rule Changes on Bookbuilding and Placing Activities
SFC End-To-End Tests for Hong Kong Investor Identity Regime
HKEx and SFC Disciplinary Actions in March 2022
HKEx Listing Rule Changes on Bookbuilding and Placing Activities

HKEx Listing Rule amendments reflect new SFC Code of Conduct provisions for issuers and intermediaries involved in bookbuilding and placing activities

SFC End-To-End Tests for Hong Kong Investor Identity Regime

New SFC circular on the end-to-end test packages and file transfer connectivity guide for mandatory testing of the new Hong Kong Investor Identification Regime

HKEx and SFC Disciplinary Actions in March 2022

Disciplinary actions by the HKEx and SFC in March 2022 against National Investments Fund Ltd, DBA Communications, Emperor Securities, Emperor Futures, Wonderful Sky and Mr Kim Bum Suk

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Our Work

Charltons is a boutique law firm focusing on

Hong Kong corporate finance law

, and in particular: capital markets, M&A law, regulatory and securities (including stocks & derivatives), natural resources law, corporate & commercial, private equity and funds practice, corporate restructuring, offshore and China funds.