Webinar Series on Listing WVR, Pre-revenue Biotech and Mineral Companies on the HKEX
Charltons Retrospective
Please join Julia Charlton for a webinar on STOs in Hong Kong

The webinar will cover the following topics and participants may enroll via the registration page.

  • Securities token offerings in Hong Kong context
  • Comparison of US STOs with Hong Kong STOs
  • Hong Kong regulation of STOs
  • SFC Regulated Activities relating to digital tokens
  • Hong Kong regulation of crypto exchanges
  • Regulatory implications of STOs being “securities” under the SFO
  • How can licensed corporations in Hong Kong conduct activities relating to security tokens?
  • Disclaimers
Please join Julia Charlton for a webinar on STOs in Hong Kong
Charltons Retrospective
Charltons wins Transactional Boutique Law Firm of the Year Award 2020!

We are pleased to announce that Charltons has been named the “Boutique Transactional Law Firm of the Year” at the ALB Hong Kong Law Awards 2021.

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HKEX Corporate Governance Code and Listing Rule Changes Effective 1 Jan 2022
HKEX Corporate Governance Code and Listing Rule Changes Effective 1 Jan 2022

On 10 December 2021, the Stock Exchange of Hong Kong Limited (the HKEX) published conclusions to its consultation on enhancing listed companies’ corporate governance practices and reporting.

Charltons Update: Overview of HKEX’s New SPAC Listing Regime

Special purpose acquisition companies (SPACs) will be able to list on HKEX’s Main Board from Jan 2022 under new Listing Rules Chapter 18B. SPAC IPOs must raise HK$1 bln and De-SPAC within 36 months.

SFC Conclusions on Conduct Requirements for Bookbuilding and Placing Activities and Sponsor Coupling

The SFC released its consultation conclusions on conduct requirements for Hong Kong bookbuilding and placing activities and HKEX sponsor coupling rules which will come into effect on 5 August 2022.

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Our Work

Charltons is a boutique law firm focusing on

Hong Kong corporate finance law

, and in particular: capital markets, M&A law, regulatory and securities (including stocks & derivatives), natural resources law, corporate & commercial, private equity and funds practice, corporate restructuring, offshore and China funds.