Hong Kong Law
Newsletters
SFC Issues Licensing Guidance for Hong Kong Private Equity firms and Family offices
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HKEx Consultation Conclusions on Review of the ESG Reporting Guide and ESG Listing Rules
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SFC Publishes Consultation Paper on Amending the Regime for Open-Ended Fund Companies
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SFC Survey on Integrating Environmental, Social and Governance Factors and Climate Risks in Asset Management
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HKEx Consults on Amendments to the Chapter 37 Professional Debt Regime
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SFC Guidance on Disclosure by HKEx-listed Companies and to Licensed Fund Managers on Dubious Private Funds
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SFC Circular on Licensed Corporations’ Use of External Electronic Data Storage
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HKEx Enhances Guidance for Overseas Listing Applicants
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SFC Issues Regulations for Licensed Crypto Exchanges
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Hong Kong SFC Issues Crypto Fund Licensing Conditions for Hong Kong Crypto Fund Managers
SFC licensing conditions for managers of funds whose stated investment objective is investing in virtual assets, or intending to invest 10% of a fund’s GAV in virtual assets
HKEx Reports on Hong Kong ETF Market as a Door to Global Investment
HKEx’s research report highlights the potential for development of Mainland-HK ETF market connectivity to boost both markets given demand from Mainland investors for greater access to globalised assets and global investors’ interest in accessing ETFs on Mainland assets.
SFC Fines HSBC for Code of Conduct Breaches
SFC fined HSBC for its internal control failure to ensure timely detection of any failure of the recording function of its telephone lines which breached Paragraph 3.9(b) of the SFC Code of Conduct.