Hong Kong regulatory compliance

May 2020The licensing regime in Hong Kong
May 2020Bonds issues in Hong Kong
Apr 2020Charity Governance in Hong Kong
Apr 2019The Connected Transaction Rules of the Hong Kong Stock Exchange (Main Board)
Oct 2017Licensing for commodities related activities
Feb 2017Listing exchange traded funds (ETFs) on the Stock Exchange of Hong Kong Limited
Feb 2017The Licensing Regime under The Securities and Futures Ordinance
Jun 2016Listed company guide to inside information
May 2016Environmental social and governance reporting guide for companies listed on the HKEx
May 2016Private placement of bonds
Feb 2016Hong Kong crowd funding and the associated risks
Jan 2016Responsibilities of directors of companies listed on the Main Board of the Stock Exchange of Hong Kong Limited
Jan 2016Responsibilities of directors of companies listed on the Growth Enterprise Market of The Stock Exchange of Hong Kong Limited
Jun 2015Regulation of crowd funding in Hong Kong
Jun 2015Hong Kong regulation of crowd funding
Jun 2015Mainland-Hong Kong Mutual Recognition of Funds Initiative to launch on 1 July 2015: Hong Kong distribution opportunities for China funds
May 2015Hong Kong corporate finance regulation 2014 and 2015 – IPO sponsor due diligence regime update
Apr 2015The connected transactions rules in Hong Kong
Apr 2015Hong Kong listing rules: connected transactions
Apr 2015Opportunities for Russian companies to raise debt finance in Hong Kong
Apr 2015Listing of debt securities for professional investors on The Stock Exchange of Hong Kong Limited
Jan 2015SFC’s powers to seek compensation for investors
Jan 2015Disclosure of interests under the Securities and Futures Ordinance
Dec 2014A Hong Kong corporate finance law firm
Nov 2014Fund structures
Nov 2014Structuring a private equity fund to be marketed in Europe
Oct 2014Regulatory implications of offering securities to employees in Hong Kong
Oct 2014Ongoing compliance matters for a licensed corporation to carry out certain regulated activities
Jul 2014The Hong Kong Code on Takeovers and Mergers
Jul 2014The Hong Kong Code on Takeovers and Mergers
Jul 2014The Listing Rules’ requirements for reverse takeovers of Hong Kong listed companies
Jul 2014The 10 most important things to know about reverse takeovers (RTOs) of Hong Kong listed companies
Jul 2014Insider dealing under the Securities and Futures Ordinance
Jun 2014Hong Kong listing rules amendments changes to the connected transaction rules
Jun 2014Obligations of directors of the offeror under the Code on Takeovers and Mergers
Jun 2014Marketing mutual funds in Hong Kong
Jun 2014Marketing non-corporate funds in Hong Kong
Jun 2014Marketing by an overseas company of shares in Hong Kong
May 2014Market misconduct under the Securities and Futures Ordinance
Apr 2014Rights issue and open offer in Hong Kong
Apr 2014Charltons’ funds practice
Jan 2014Backdoor listing
Dec 2013The statutory regime for listed companies’ disclosure of inside information
Nov 2013Annual retainer services
Aug 2013Statutory regime for the disclosure of price sensitive information – the Implications for listed companies and their directors
Jul 2013The 10 most important things to know about Hong Kong SFC licensing for commodities related activities
Jun 2013Mergers and acquisitions
Dec 2012Hedge funds: the regulatory approach in Hong Kong
Nov 2012Directors‘ roles & responsibilities – dealing with dysfunctional boards/crises/emergencies
Jun 2009Approvals and notifications required in relation to transfers of shares of a licensed corporation in Hong Kong
Apr 2005Guidelines on analyst conflicts of interest effective 1 April 2005
Aug 2002Guidance to the Securities and Futures Ordinance, Cap. 571
Jul 2000The mandatory provident fund
Oct 2017Licensing for commodities related activities
Feb 2017Listing exchange traded funds (ETFs) on the Stock Exchange of Hong Kong Limited
Feb 2017The Licensing Regime under The Securities and Futures Ordinance
Jun 2016Listed company guide to inside information
May 2016Environmental social and governance reporting guide for companies listed on the HKEx
May 2016Private placement of bonds
Feb 2016Hong Kong crowd funding and the associated risks
Jan 2016Responsibilities of directors of companies listed on the Main Board of the Stock Exchange of Hong Kong Limited
Jan 2016Responsibilities of directors of companies listed on the Growth Enterprise Market of The Stock Exchange of Hong Kong Limited
Jun 2015Regulation of crowd funding in Hong Kong
Jun 2015Hong Kong regulation of crowd funding
Jun 2015Mainland-Hong Kong Mutual Recognition of Funds Initiative to launch on 1 July 2015: Hong Kong distribution opportunities for China funds
May 2015Hong Kong corporate finance regulation 2014 and 2015 – IPO sponsor due diligence regime update
Apr 2015The connected transactions rules in Hong Kong
Apr 2015Hong Kong listing rules: connected transactions
Apr 2015Opportunities for Russian companies to raise debt finance in Hong Kong
Apr 2015Listing of debt securities for professional investors on The Stock Exchange of Hong Kong Limited
Jan 2015SFC’s powers to seek compensation for investors
Jan 2015Disclosure of interests under the Securities and Futures Ordinance
Dec 2014A Hong Kong corporate finance law firm
Nov 2014Fund structures
Nov 2014Structuring a private equity fund to be marketed in Europe
Oct 2014Regulatory implications of offering securities to employees in Hong Kong
Oct 2014Ongoing compliance matters for a licensed corporation to carry out certain regulated activities
Jul 2014The Hong Kong Code on Takeovers and Mergers
Jul 2014The Hong Kong Code on Takeovers and Mergers
Jul 2014The Listing Rules’ requirements for reverse takeovers of Hong Kong listed companies
Jul 2014The 10 most important things to know about reverse takeovers (RTOs) of Hong Kong listed companies
Jul 2014Insider dealing under the Securities and Futures Ordinance
Jun 2014Hong Kong listing rules amendments changes to the connected transaction rules
Jun 2014Obligations of directors of the offeror under the Code on Takeovers and Mergers
Jun 2014Marketing mutual funds in Hong Kong
Jun 2014Marketing non-corporate funds in Hong Kong
Jun 2014Marketing by an overseas company of shares in Hong Kong
May 2014Market misconduct under the Securities and Futures Ordinance
Apr 2014Rights issue and open offer in Hong Kong
Apr 2014Charltons’ funds practice
Jan 2014Backdoor listing
Dec 2013The statutory regime for listed companies’ disclosure of inside information
Nov 2013Annual retainer services
Aug 2013Statutory regime for the disclosure of price sensitive information – the Implications for listed companies and their directors
Jul 2013The 10 most important things to know about Hong Kong SFC licensing for commodities related activities
Jun 2013Mergers and acquisitions
Dec 2012Hedge funds: the regulatory approach in Hong Kong
Nov 2012Directors‘ roles & responsibilities – dealing with dysfunctional boards/crises/emergencies
Jun 2009Approvals and notifications required in relation to transfers of shares of a licensed corporation in Hong Kong
Apr 2005Guidelines on analyst conflicts of interest effective 1 April 2005
Aug 2002Guidance to the Securities and Futures Ordinance, Cap. 571
Jul 2000The mandatory provident fund

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Hong Kong regulatory compliance

Securities and Futures Ordinance

Hong Kong Code on Takeovers and Mergers

Hong Kong Securities and Futures Ordinance SFO

Law firm advising on Hong Kong regulatory compliance

Law firm advising on Hong Kong Code on Takeovers and Mergers

Hong Kong Listing Rules

Hong Kong Stock Exchange

Fund structures

Hong Kong licensing regime

Insider dealing
Securities and Futures Commission
Market misconduct
Hong Kong financial regulator
Hong Kong China SFC