Hong Kong regulatory compliance

Apr 2019	The Connected Transaction Rules of the Hong Kong Stock Exchange (Main Board)
Jan 2018	The licensing regime in Hong Kong
Oct 2017	Licensing for commodities related activities
Feb 2017	Listing exchange traded funds (ETFs) on the Stock Exchange of Hong Kong Limited
Feb 2017	The Licensing Regime under The Securities and Futures Ordinance
Jun 2016	Listed company guide to inside information
May 2016	Environmental social and governance reporting guide for companies listed on the HKEx
May 2016	Private placement of bonds
Feb 2016	Hong Kong crowd funding and the associated risks
Jan 2016	Responsibilities of directors of companies listed on the Main Board of the Stock Exchange of Hong Kong Limited
Jan 2016	Responsibilities of directors of companies listed on the Growth Enterprise Market of The Stock Exchange of Hong Kong Limited
Jun 2015	Hong Kong regulation of crowd funding
Jun 2015	Mainland-Hong Kong Mutual Recognition of Funds Initiative to launch on 1 July 2015: Hong Kong distribution opportunities for China funds
Jun 2015	Regulation of crowd funding in Hong Kong
May 2015	Hong Kong corporate finance regulation 2014 and 2015 – IPO sponsor due diligence regime update
Apr 2015	The connected transactions rules in Hong Kong
Apr 2015	Hong Kong listing rules: connected transactions
Apr 2015	Opportunities for Russian companies to raise debt finance in Hong Kong
Apr 2015	Listing of debt securities for professional investors on The Stock Exchange of Hong Kong Limited
Jan 2015	SFC’s powers to seek compensation for investors
Jan 2015	Disclosure of interests under the Securities and Futures Ordinance
Dec 2014	A Hong Kong corporate finance law firm
Nov 2014	Fund structures
Nov 2014	Structuring a private equity fund to be marketed in Europe
Oct 2014	Ongoing compliance matters for a licensed corporation to carry out certain regulated activities
Oct 2014	Regulatory implications of offering securities to employees in Hong Kong
Jul 2014	The Hong Kong Code on Takeovers and Mergers
Jul 2014	The Listing Rules’ requirements for reverse takeovers of Hong Kong listed companies
Jul 2014	The 10 most important things to know about reverse takeovers (RTOs) of Hong Kong listed companies
Jul 2014	Insider dealing under the Securities and Futures Ordinance
Jun 2014	Hong Kong listing rules amendments changes to the connected transaction rules
Jun 2014	Obligations of directors of the offeror under the Code on Takeovers and Mergers
Jun 2014	The Hong Kong Code on Takeovers and Mergers
Jun 2014	Marketing mutual funds in Hong Kong
Jun 2014	Marketing non-corporate funds in Hong Kong
Jun 2014	Marketing by an overseas company of shares in Hong Kong
May 2014	Market misconduct under the Securities and Futures Ordinance
Apr 2014	Rights issue and open offer in Hong Kong
Apr 2014	Charltons' funds practice
Jan 2014	Backdoor listing
Dec 2013	The statutory regime for listed companies’ disclosure of inside information
Nov 2013	Annual retainer services
Aug 2013	Statutory regime for the disclosure of price sensitive information – the Implications for listed companies and their directors
Jul 2013	The 10 most important things to know about Hong Kong SFC licensing for commodities related activities
Jun 2013	Mergers and acquisitions
Dec 2012	Hedge funds: the regulatory approach in Hong Kong
Nov 2012	Directors‘ roles & responsibilities – dealing with dysfunctional boards/crises/emergencies
Jun 2009	Approvals and notifications required in relation to transfers of shares of a licensed corporation in Hong Kong
Apr 2005	Guidelines on analyst conflicts of interest effective 1 April 2005
Aug 2002	Guidance to the Securities and Futures Ordinance, Cap. 571
Jul 2000	The mandatory provident fund

Hong Kong regulatory compliance

Securities and Futures Ordinance

Hong Kong Code on Takeovers and Mergers

Hong Kong Securities and Futures Ordinance SFO

Law firm advising on Hong Kong regulatory compliance

Law firm advising on Hong Kong Code on Takeovers and Mergers

Hong Kong Listing Rules

Hong Kong Stock Exchange

Fund structures

Hong Kong licensing regime

Insider dealing

Securities and Futures Commission

Market misconduct

Hong Kong financial regulator

Hong Kong China SFC