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Hong Kong regulatory compliance

Feb 2017 Listing exchange traded funds (ETFs) on the Stock Exchange of Hong Kong Limited
Feb 2017 The Licensing Regime under The Securities and Futures Ordinance
Jun 2016 Listed company guide to inside information
May 2016 Environmental social and governance reporting guide for companies listed on the HKEx
May 2016 Private placement of bonds
Feb 2016 Hong Kong crowd funding and the associated risks
Jan 2016 Responsibilities of directors of companies listed on the Main Board of the Stock Exchange of Hong Kong Limited
Jan 2016 Responsibilities of directors of companies listed on the Growth Enterprise Market of The Stock Exchange of Hong Kong Limited
Jun 2015 Hong Kong regulation of crowd funding
Jun 2015 Mainland-Hong Kong Mutual Recognition of Funds Initiative to launch on 1 July 2015: China distribution opportunities for Hong Kong funds
Jun 2015 Mainland-Hong Kong Mutual Recognition of Funds Initiative to launch on 1 July 2015: Hong Kong distribution opportunities for China funds
Jun 2015 Regulation of crowd funding in Hong Kong
May 2015 Hong Kong corporate finance regulation 2014 and 2015 – IPO sponsor due diligence regime update
Apr 2015 The connected transactions rules in Hong Kong
Apr 2015 Hong Kong listing rules: connected transactions
Apr 2015 Opportunities for Russian companies to raise debt finance in Hong Kong
Apr 2015 Listing of debt securities for professional investors on The Stock Exchange of Hong Kong Limited
Jan 2015 SFC’s powers to seek compensation for investors
Jan 2015 Disclosure of interests under the Securities and Futures Ordinance
Dec 2014 A Hong Kong corporate finance law firm
Nov 2014 Fund structures
Nov 2014 Structuring a private equity fund to be marketed in Europe
Oct 2014 Ongoing compliance matters for a licensed corporation to carry out certain regulated activities
Oct 2014 Regulatory implications of offering securities to employees in Hong Kong
Jul 2014 An analysis of the Hong Kong Code on Takeovers and Mergers
Jul 2014 The Listing Rules’ requirements for reverse takeovers of Hong Kong listed companies
Jul 2014 The 10 most important things to know about reverse takeovers (RTOs) of Hong Kong listed companies
Jul 2014 Insider dealing under the Securities and Futures Ordinance
Jun 2014 Hong Kong listing rules amendments changes to the connected transaction rules
Jun 2014 Obligations of directors of the offeror under the Code on Takeovers and Mergers
Jun 2014 The Hong Kong Code on Takeovers and Mergers
Jun 2014 Marketing mutual funds in Hong Kong
Jun 2014 Marketing non-corporate funds in Hong Kong
Jun 2014 Marketing by an overseas company of shares in Hong Kong
May 2014 Market misconduct under the Securities and Futures Ordinance
Apr 2014 Rights issue and open offer in Hong Kong
Apr 2014 Charltons' funds practice
Apr 2014 Licensing for commodities related activities
Jan 2014 Backdoor listing
Dec 2013 The statutory regime for listed companies’ disclosure of inside information
Nov 2013 Annual retainer services
Aug 2013 Statutory regime for the disclosure of price sensitive information – the Implications for listed companies and their directors
Jul 2013 The 10 most important things to know about Hong Kong SFC licensing for commodities related activities
Jun 2013 The licensing regime in Hong Kong
Jun 2013 Mergers and acquisitions
Dec 2012 Hedge funds: the regulatory approach in Hong Kong
Nov 2012 Directors‘ roles & responsibilities – dealing with dysfunctional boards/crises/emergencies
Jun 2009 Approvals and notifications required in relation to transfers of shares of a licensed corporation in Hong Kong
Apr 2005 Guidelines on analyst conflicts of interest effective 1 April 2005
Aug 2002 Guidance to the Securities and Futures Ordinance, Cap. 571
Jul 2000 The mandatory provident fund

 

Hong Kong regulatory compliance

Securities and Futures Ordinance

Hong Kong Code on Takeovers and Mergers

Hong Kong Securities and Futures Ordinance SFO

Law firm advising on Hong Kong regulatory compliance

Law firm advising on Hong Kong Code on Takeovers and Mergers

Hong Kong Listing Rules

Hong Kong Stock Exchange

Fund structures

Hong Kong licensing regime

Insider dealing
Securities and Futures Commission
Market misconduct
Hong Kong financial regulator
Hong Kong China SFC