Hong Kong Law

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    HKEx and SFC Disciplinary Actions in May 2022

    HKEx and SFC Disciplinary Actions in May 2022

    HKEx and SFC concluded disciplinary actions in May 2022 resulting in an order for the organisers of a global Ponzi scheme to compensate HK investors and the sanctioning of listed companies and their directors
    SFC and HKEx Disciplinary Actions in April 2022

    SFC and HKEx Disciplinary Actions in April 2022

    The Hong Kong regulatory enforcement actions concluded in April 2022 included the Takeovers Executive’s public criticism of two former directors for breach of the SFC Takeovers Code’s no frustrating actions rule
    ETFs to be included in Hong Kong-China Stock Connect

    ETFs to be included in Hong Kong-China Stock Connect

    The CSRC and SFC announced plans to allow eligible exchange-traded funds (ETFs) by Mainland and Hong Kong exchanges in Stock Connect. Implementation of the proposed arrangements will come in about two months.
    HKEx and SFC Disciplinary Actions in March 2022

    HKEx and SFC Disciplinary Actions in March 2022

    In March 2022, the HKEx announced the results of a disciplinary action against former directors of a Chapter 21-listed investment company and the SFC published the outcomes of 4 disciplinary actions.