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SFC Guidance on Disclosure by HKEx-listed Companies and to Licensed Fund Managers on Dubious Private Funds

Hong Kong Law

December 2019

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Charltons - Hong Kong Law - 463 - 11 December 2019

Statement on the Disclosure of Actual Controllers or Beneficial Owners of Counterparties to a Transaction

Circular to Licensed Corporations regarding Dubious Private Fund and Discretionary Account Arrangements or Transactions

HKEx-listed company disclosure obligations

Actual controllers or beneficial owners of transaction counterparties Hong Kong

Disclosure of materially false, incomplete or misleading information Hong Kong
Dubious private fund and discretionary account arrangements or transactions which could facilitate market misconduct
SFC Code of Conduct for Persons Licensed by or Registered with the SFC
Standards of Conduct expected of asset managers considering dubious private fund and discretionary account arrangements or transactions
Red Flags for Dubious Private Fund and Discretionary Account Arrangements or Transactions
Securities and Futures (Stock Market) Listing Rules
SFC licensed asset manager