Newsletter Hong Kong Law December 2019 PDF version Word version SFC Guidance on Disclosure by HKEx-listed Companies and to Licensed Fund Managers on Dubious Private Funds On 21 November 2019, the Securities and Futures Commission (SFC) issued a Statement on the...
Newsletter Hong Kong Law December 2019 PDF version Word version SFC Circular on Licensed Corporations’ Use of External Electronic Data Storage Licensed Corporations’ Compliance with Statutory Record-Keeping Obligations Scope of the Circular on Licensed Corporations’...
Newsletter Hong Kong Law November 2019 PDF version Word version HKEx Enhances Guidance for Overseas Listing Applicants Alternative Procedures for U.S. ‘Domestic Issuers’ that are not ‘Reporting Issuers’ Listing on HKEx Template for HKEx Acceptable Jurisdiction...
Newsletter Hong Kong Law November 2019 PDF version Word version SFC Issues Regulations for Licensed Crypto Exchanges The SFC issued a Position Paper: Regulation of Virtual Asset Trading Platforms (SFC Position Paper) on 6 November 2019, setting out new regulations for...
Newsletter HONG KONG LAW October 2019 PDF version Word version Hong Kong SFC Issues Crypto Fund Licensing Conditions for Hong Kong Crypto Fund Managers Hong Kong’s Securities and Futures Commission (SFC) has published Proforma Terms and Conditions for Licensed...
Newsletter HONG KONG LAW October 2019 PDF version Word version HKEx Reports on Hong Kong ETF Market as a Door to Global Investment The Stock Exchange of Hong Kong (HKEx) published a Research Report: Hong Kong’s ETF Market as a Door to Global Investment in September...
Newsletter HONG KONG LAW September 2019 PDF version Word version SFC Fines HSBC for Code of Conduct Breaches The Securities and Futures Commission (SFC) has reprimanded and fined The HongKong and Shanghai Banking Corporation Limited (HSBC) HK$2.1 million for two...
Newsletter HONG KONG LAW August 2019 PDF version Word version HKEx Listing Rules: HKEx Consultation on Codifying Waivers and Principles for HKEx IPOs and Listed Issuers Proposed Codification and Changes to HKEx Listing Rules The Stock Exchange of Hong Kong Limited...
Newsletter HONG KONG LAW August 2019 PDF version Word version New Listing Rules on Backdoor Listings Effective 1 October Introduction The Stock Exchange of Hong Kong Limited (Hong Kong Stock Exchange or HKEx) published its Consultation Conclusions on Proposed Rule...
Newsletter HONG KONG LAW August 2019 PDF version Word version HKEx Report on the CES HK Biotechnology Index The Stock Exchange of Hong Kong (HKEx) published a Research Report: Investment Benchmark for Asia’s Biotechnology Sector: CES HK Biotechnology Index in May 2019...
