Newsletter Hong Kong Law April 2020 PDF version Word version SFC Extends Deadlines for Implementing Regulatory Expectations and Reminds Intermediaries of Order Recording Requirements amidst COVID-19 Pandemic COVID-19 Pandemic SFC Guidance Hong Kong’s Securities...
Newsletter Hong Kong Law April 2020 PDF version Word version SFC Circular Reminds Intermediaries of their Obligations to Ensure Suitability and Timely Dissemination of Information to Clients On 27 March 2020, Hong Kong’s Securities and Futures Commission (SFC) issued...
Newsletter Hong Kong Law April 2020 PDF version Word version SFC Issues Guidance on Licensing Related Matters in Light of COVID-19 Pandemic The Securities and Futures Commission in Hong Kong (SFC) issued guidance on licensing related matters in light of the COVID-19...
Newsletter Hong Kong Law March 2020 PDF version Word version HKEx Updates and Streamlines Guidance Materials On 28 February 2020, HKEx updated its listing guidance including guidance for mineral company listing applicants and on the IPO sponsor due diligence work and...
Newsletter Hong Kong Law March 2020 PDF version Word version HKEx and SFC Issue Further Guidance on Results Announcements in light of COVID-19 On 4 February 2020, in light of travel restrictions due to the outbreak of COVID-19, the Securities and Futures Commission...
Newsletter Hong Kong Law March 2020 PDF version Word version Hong Kong’s Limited Partnership Fund Bill to Take Effect on 31 August 2020 Hong Kong’s Limited Partnership Fund Bill[1] was gazetted on 20 March 2020[2] and will allow funds to be set up as limited...
Newsletter Hong Kong Law March 2020 PDF version Word version HKEx Publishes Review of Issuers’ Annual Report Disclosure The Stock Exchange of Hong Kong Limited (HKEx) published a report on Review of Issuers’ Annual Report Disclosure in January 2020. The review is a...
Newsletter Hong Kong Law March 2020 PDF version Word version COVID-19 and Force Majeure: What You Should Know Corona virus or COVID-19 is now known to the world over and has been the headline of most news cycles for the last two months. It has been a prevailing topic...
Newsletter Hong Kong Law March 2020 PDF version Word version SFC and HKEx Listing Committee Recent Enforcement News Recent disciplinary actions include: The criticism of a number of directors (current and former) of Asia Resources Holdings Limited by the Listing...
Newsletter Hong Kong Law February 2020 PDF version Word version Hong Kong Monetary Authority and Bank of Thailand Report on a joint Central Bank Digital Currency research project The Hong Kong Monetary Authority (HKMA) and the Bank of Thailand published a Report on a...
