Onboarding Clients Online: Changes to SFC’s Code of Conduct Para 5.1

Newsletter HONG KONG LAW July...

New HKEx Listing Decision Review Structure and Appointment of First Listing Review Committee

Newsletter HONG KONG LAW July 2019 PDF version Word version New HKEx Listing Decision Review Structure and Appointment of First Listing Review Committee The Stock Exchange of Hong Kong Limited (HKEx) has announced the names of members of its new Listing Review...

SFC Reminds Listed Companies of Duties on Corporate Acquisitions and Disposals

Newsletter HONG KONG LAW July 2019 PDF version Word version SFC Reminds Listed Companies of Duties on Corporate Acquisitions and Disposals Introduction The Securities and Futures Commission (SFC) issued a reminder to the directors of HKEx-listed companies and their...

HKEx Amends Russia Country Guide for International Companies

Newsletter HONG KONG LAW June 2019 PDF version Word version HKEx Amends Russia Country Guide for International Companies The Hong Kong Stock Exchange (HKEx) amended its country guide for Russia in March 2019 to provide for Russian listing applicants which are...

Hong Kong SFC Issues New Guidance on Selling Complex Products

[show_newsletter_sitepath] HONG KONG LAW June 2019 PDF version Word version Hong Kong SFC Issues New Guidance on Selling Complex Products The Securities and Futures Commission (SFC) issued a Circular on 13 June 2019 informing SFC-licensed and –registered...

Hong Kong SFC Requires Enhanced Disclosure for Green or ESG Retail Funds

[show_newsletter_sitepath] HONG KONG LAW June 2019 PDF version Word version Hong Kong SFC Requires Enhanced Disclosure for Green or ESG Retail Funds 1. Background 2. Application of the Circular 3. Scheme Name 4. Disclosure requirements 5. Ongoing monitoring 6....

Hong Kong SFC Imposes HK$27 mln Fine for Sponsor Due Diligence Failures

[show_newsletter_sitepath] HONG KONG LAW June 2019 PDF version Word version Hong Kong SFC Imposes HK$27 mln Fine for Sponsor Due Diligence Failures Introduction The Facts Introduction The Securities and Futures Commission (SFC) has reprimanded and imposed fines...

HKEx to Suspend Listed Issuers for Audit Disclaimers and Adverse Opinions

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Financial Reporting Council can Access PRC Audit Working Papers

[show_newsletter_sitepath] HONG KONG LAW June 2019 PDF version Word version Financial Reporting Council can Access PRC Audit Working Papers On 22 May 2019, Hong Kong’s Financial Reporting Council (FRC) signed a Memorandum of Understanding with the Supervision and...

HKIAC Approved as Arbitration Venue for Russian Deals

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