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Hong Kong SFC Issues New Guidance on Selling Complex Products

Hong Kong Law

June 2019

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Asian Legal Business Awards

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Charltons - Hong Kong Law - 449 - 26 June 2019

complex products marketing in Hong Kong

professional investor definition in HK

product suitability for Hong Kong clients

types of complex products in Hong Kong

exemptions for professional investors

product suitability assessment by HK licensed intermediary

complex products examples from the SFC

Hong Kong institutional professional investors

SFC Code of Conduct suitability provision

SFC Guidelines on Online Distribution and Advisory Platforms

Hong Kong corporate professional investors

Hong Kong sales suitability due diligence