- Home
- News & Events
- Newsletters
- Hong Kong Law 2
Hong Kong Law
Newsletters
Find keywords
Amendments to the Hedge Fund Guidelines
Oct 3, 2005
Amendments to the Hedge Fund Guidelines in Chapter 8.7 of the Code on Unit Trusts and Mutual Funds came into effect on 30 September 2005. This note summarises the principal revisions to the Guidelines.
SFC Publishes Consultation Paper on Possible Reforms to the Companies Ordinance Prospectus Regime
Sep 29, 2005
The Securities and Futures Commission has published a consultation paper setting out its proposals for the final phase of its modernisation of the regime governing the public offering of shares and debentures
Amendments to the Definitions of Regulated Activities in Schedule 5 of the Securities and Futures Ordinance
Sep 22, 2005
The Securities and Futures Commission has published its Consultation Conclusions on the amendments to Schedule 5 to the Securities and Futures Ordinance proposed in its February Consultation Paper.
SFC Amendments to the Codes on Takeovers Mergers and Share Repurchases
Sep 7, 2005
The SFC has published its Consultation Conclusions on the changes to the Hong Kong Codes on Takeovers, Mergers and Share Repurchases and announced that the amendments will come into effect on 1 October 2005.
SFC Publishes Consultation Conclusions on Amendments to the Disclosure of Interests Regime
Jul 28, 2005
The Securities and Futures Commission has published the Consultation Conclusions on the Review of the Disclosure of Interests Regime under Part XV of the Securities and Futures Ordinance
Proposed New Regulatory Regime For Sponsors
Jul 13, 2005
Building on the existing regime for the licensing of corporate finance advisers, the SFC has published proposals for additional specific entry criteria and ongoing compliance obligations for sponsors.
Proposed Revision of the SFCs Guidance Note on Prevention of Money Laundering and Terrorist Financing and New Shareholder Remedies under the Companies Ordinance
Jun 6, 2005
SFC has published a consultation paper on its Proposed Revised Prevention of Money Laundering and Terrorist Financing Guidance Note & new shareholder remedies under Companies Ordinance effective on 15 July 2005
SFC-Authorised Funds and Unit Trusts Permitted to Invest in Listed Reits
May 3, 2005
Amendments to the SFC’s Code on Unit Trusts and Mutual Funds allowing collective investment schemes authorised under the Code to invest in listed real estate investment trusts came into effect on 22 April 2005
Guidelines on Analyst Conflicts of Interest
Apr 18, 2005
The SFC’s Guidelines to Address Analyst Conflicts of Interest impose strict requirements on investment banks and broker /dealers in relation to reducing and disclosing analysts’ conflicts of interest.
Proposed Amendments to the SFO to Give Statutory Backing to Major Listing Rules
Mar 29, 2005
Proposed amendments to the SFO will codify the more important of the Exchange’s Listing Rules into statutory listing requirements under the Securities and Futures (Stock Market Listing) Rules.
SFC Issues Consultation Paper on Amendments to the Disclosure of Interests Regime
Feb 15, 2005
It is proposed to extend the proposal to synchronise the reference dates for buyers and sellers completing a transaction within 4 days (see paragraph 9 above) to physically settled options. On the exercise of an…
Second Consultation Paper on Exemption of Offshore Funds from Hong Kong Profits Tax
Jan 26, 2005
The Hong Kong Financial Services and Treasury Bureau have issued a second consultation paper on the proposed exemption of offshore funds from Hong Kong profits tax.