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Hong Kong Law

September 2005

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Charltons - Hong Kong Law Newsletter - Issue 27 - 22 September 2005

Schedule 5 to the SFO Hong Kong

Regulated Activities SFC Hong Kong

Incidental Advice of Fund Managers Hong Kong

Schedule 5 to the SFO Hong Kong SFC Consultation Conclusions

Regulated Activities Part 2 of Schedule 5 to the SFO Hong Kong

Fund Managers Hong Kong Regulated Activity Type 4 (advising on securities) and Type 5 (advising on futures contracts)

Consultation Conclusions on the amendments to Schedule 5 to the Securities and Futures Ordinance

Definition of "asset management" (Regulated Activity Type 9)

Licensing of Fund Managers of SFC Authorised Real Estate Investment Trusts REITS

Managers of unauthorised REITs Licencing

Money Brokers Exemption “Dealing in securities" (Regulated Activity Type 1)
"Dealing in securities" Approved Money Broker Authorised Financial Institution
Definition of "dealing in securities" exclusion for persons disposing of securities as principal
Disposal Of Securities To Non-Professionals Consultation
Licensed Asset Manager Advice solely for the purposes of his provision of a service of managing a portfolio of securities or futures contracts Exclusion