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Hong Kong Law

June 2005

Best Boutique Firm 2014

Asian Legal Business Awards

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Charltons
Dominion Centre,12th Floor
43-59 Queen's Road East, Hong Kong

Tel: + (852) 2905 7888
Fax: + (852) 2854 9596
www.charltonslaw.com

 

Charltons - Hong Kong Law Newsletter - Issue 23 - 06 June 2005

Anti-Money Laundering Registered institutions under the SFO and Associated Entities that are Authorized Financial Institutions HKMA Hong Kong

Consultation Paper Proposed Revision Of The SFC's Guidance Note On Prevention Of Money Laundering And Terrorist Financing Hong Kong

New Shareholder Remedies Under The Companies Ordinance Schedule 3 to the Companies (Amendment) Ordinance 2004 Hong Kong

AML Anti Money Laundering Procedures Customer Acceptance Policies and Procedures Risk Profiling Hong Kong

Financial Action Task Force on Money Laundering FATF Terrorist Financing Hong Kong

Shareholder Remedies Statutory Derivative Actions (Part IVAA) Shareholder Bring an Action on Behalf of the Company Hong Kong

Customer Due Diligence Licensed Corporations Existing Customers

Timing of Verification Identity of the Customer and Beneficial Owner Establishment of the Business Relationship Account Opening Stage

Risk-Based Approach High Risk Customers, Business Relationships, Accounts and Transactions Customer Acceptance Policies

Due Diligence "know your customer" Guidelines Corporate Customers Ultimate Principal Beneficial Owners Verification of Identity

Customer Due Diligence Omnibus Accounts of Financial or Professional Intermediaries Politically Exposed Persons (PEPs)
Non Face-to-Face Customers Account Opening Procedures Identity Verification SFC Code
Customers Introduced by Third Parties Reliance on Introducers for Customer Due Diligence
Section 152FA Inspection Of Companies' Records Shareholder Court Order
Section 168A Court Order Affairs of the Company Unfairly Prejudicial to the Interests of the Shareholders Alternative Remedy To Winding-Up
Section 350B Injunction Financial Secretary or any Shareholder or Creditor Breach of Companies Ordinance Breach of Fiduciary Duties