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Exchange Publishes Guidance on Resumption of Long Suspended Companies
Sep 23, 2013
The Hong Kong Stock Exchange has published guidance letter HKEx-GL66-1 with regard to the criteria for resumption for long suspended companies.
SFC Issues Guidelines on the Application of the CPSS-IOSCO Principles for Financial Market Infrastructures
Sep 19, 2013
The SFC issued Guidelines on the application of the CPSS-IOSCO Principles for Financial Market Infrastructures regarding its expectations of the implementation of the principles by recognised clearing houses.
Exchange Issues Guidance on Documentary Requirements and Administrative Matters Relating to New Listing Applications
Sep 18, 2013
The Stock Exchange of Hong Kong Limited (the Exchange) has published guidance letter HKEx-GL55-13 (the Guidance Letter) which provides guidance on documentary requirements and administrative matters applicable…
Exchange Provides Guidance on Confirmations from Reporting Accounts on Historical Financial Information
Sep 17, 2013
Exchange has published guidance letters on confirmations on accountants’ reports, financial information and profit forecasts and on management discussion and analysis on financial information in listing documents
Exchange Publishes Guidance Letter HKEx-GL6-09A on Financial Information for the Trading Record Period Expected in the First Draft Listing Document for Listing Applications
Sep 16, 2013
Hong Kong Stock Exchange has published a guidance letter setting out the administrative practices on accepting early filings of listing applications and financial information requirements in Application Proof.
Exchange Sets Out Guidance on Logistical Arrangements for the Publication of Application Proofs Post Hearing Information Packs and Related Materials
Sep 13, 2013
The Stock Exchange of Hong Kong Limited (the Exchange) has issued guidance letter HKEx-GL57-13 (see archive) (the Guidance Letter) relating to logistical arrangements for the publication of the Advanced Proofs 1…
Stock Exchange Publishes Updated Guidance on Waiver Applications for New Mineral Companies under Main Board Rule
Aug 30, 2013
Hong Kong Stock Exchange has updated Guidance Letter GL22-10 regarding pre-conditions for a waiver from the financial standards requirements for new applicant Mineral Companies under Main Board Rule 18.04.
SFC Issues Takeovers Bulletin on Disqualifying Transactions under the Whitewash Guidance Note and Application of Rule 201B to Share Repurchases By Partial Offer
Aug 29, 2013
The SFC has published a Takeovers Bulletin on (1) “Disqualifying Transactions” under the Whitewash Guidance Note and (2) application of Rule 20.1(B) of the Takeovers Code to share repurchases by partial offer
Exchange Publishes FAQ on Listing Rule Changes to Complement the Securities and Futures Commissions New Sponsor Regulation
Aug 13, 2013
Hong Kong Stock Exchange has published FAQs in relation to the Listing Rule changes to be implemented in connection with the SFC’s new regime on the regulation of sponsors to come into effect on 1 October 2013.
Exchange Publishes Listing Rule Changes to Come into Effect Regarding New Statutory Regime on the Regulation of Sponsors
Aug 13, 2013
Hong Kong Stock Exchange has published rule changes to complement the SFC’s new regime on the regulation of sponsors under paragraph 17 of the Code of Conduct for Persons Licensed by or Registered with the SFC.
HKEx Incorporates Listing Decision LD45-3 Regarding Conditions for Waiver from Strict Compliance with Gem Listing Rules into Guidance Letter GL25-11
Jul 22, 2013
The Hong Kong Stock Exchange has withdrawn Listing Decision LD45-3 (on conditions for waiver from strict compliance with GEM Rules 7.03(1) & 11.10) and incorporated its conclusions into Guidance Letter GL25-11
Hong Kong Stock Exchange Publishes Listing Decision on whether Deteriorating Financial Performance After Track Record Period and Other Factors Rendered Applicant Unsuitable for Listing
Jun 8, 2013
Hong Kong Law Newsletter June 2013. Listing Decision Published On Whether Deteriorating Financial Performance After Track Record Period Rendered Applicant Unsuitable