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Hong Kong Law

October 2013

Best Boutique Firm 2014

Asian Legal Business Awards

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Charltons
Dominion Centre,12th Floor
43-59 Queen's Road East, Hong Kong

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Fax: + (852) 2854 9596
www.charltonslaw.com

 

Charltons - Hong Kong Law Newsletter - Issue 211 - 18 October 2013

Sponsor Guidelines for Corporations and Authorised Financial Institutions applying or continuing to act as Sponsors and Compliance Advisers

Hong Kong Stock Exchange New Sponsor Regime

Securities and Futures Commission new Paragraph 17

Sponsor Guidelines Hong Kong

FAQ On The New Sponsor Regime

Paragraph 17 of the Code of Conduct

Code of Conduct for Persons Licensed by or Registered with the SFC

Due diligence and sponsorship criteria

IPO transactions

Sponsor Guidelines Eligibility to act as sponsor

Sponsor Guidelines Eligibility to act as Principal
Regulation of sponsors under the SFC's new paragraph 17
New Sponsor Regime Type 6 regulated activity