Hong Kong Law Archives TVB ruling on whitewash waiver by Takeovers PanelJul 11, 2017AML (Anti-Money Laundering) and Counter-Terrorist Financing BillJul 7, 2017BVI Beneficial Ownership Secure Search System Act 2017Jul 6, 2017SFC clarifies Requirements for Asset Management ActivityJul 5, 2017SFC Circular on Responsible Officers and Substantial ShareholdersJun 27, 2017Changes to the GEM Rules and Main Board Rules Proposed by the HKExJun 24, 2017SFC Issues Statement on Listing of Infrastructure Project CompaniesJun 23, 2017HKEx Consults on Proposed New Board for New Economy CompaniesJun 22, 2017Mainland-Hong Kong Bond Market Connect to be EstablishedJun 15, 2017SFC Elaborates on the Liabilities of Directors and Senior Executives of Listed Companies and Senior Management AccountabilityJun 14, 2017SFC Authorisation for Leveraged and Inverse ProductsJun 9, 2017Backdoor Licensing, Managers-In-Charge of Core Functions and the Legal Liabilities of Senior ManagementMay 26, 2017SFC Publishes Statement on Recent GEM Listing Applications and the Requirement for an Open MarketApr 19, 2017SFC Publishes Consultation on Amendments to the Professional Investor RulesMar 22, 2017Private: European Chamber of Commerce Paper on Hong Kong FintechMar 20, 2017SFC and HKEX Impose New Requirements for Listing Applicants, Sponsors, Underwriters and Placing Agents of GEM IPOsFeb 2, 2017Hong Kong is World’s Top IPO Fundraising Market in 2016 while Listed Debt Turnover Rises 126 percent on 2015Jan 26, 2017SFC Issues New Guidance on Licensed Intermediaries’ Suitability ObligationsJan 23, 2017New SFC Measures to Increase the Accountability of Licensed Corporations’ Senior ManagementJan 13, 2017SFC Consults on Proposals to Tighten Regulation of Fund Managers and Point-of-sale DisclosureDec 30, 2016HKEX Issues Guidance on “Ownership and Control” Requirement for Listing Applicants and Issues Relevant to Controlling Shareholders (HKEx-GL89-16)Dec 22, 2016Rights Issues and Open Offers that Significantly Dilute Minority Shareholding Interests Face Closer SFC and HKEx ScrutinyDec 20, 2016Shenzhen-Hong Kong Stock Connect to Launch on 5 December 2016Dec 2, 2016HKEX/SFC Joint Consultation: Proposed Enhancements to the Stock Exchange of Hong Kong Limited’s Decision-making and Governance Structure for Listing RegulationNov 21, 2016SFC Reprimands and Fines HSBC HK$2.5 Million Over Regulatory BreachesSep 23, 2016Shenzhen-Hong Kong Stock Connect Gets Green LightAug 22, 2016SFC Publishes 2015 Fund Management Activities SurveyAug 19, 2016Hong Kong And Russia Double Taxation Agreement Comes Into ForceAug 1, 2016SFC CEO Mr. Ashley Alder’s Remarks at Hedge Fund Standards Board Institutional Investor RoundtableJul 27, 2016Latest Guidance on Pooled Property Arrangements and Crowdfunding Property InvestmentsJul 25, 2016SFC Takeovers Bulletin No. 37 on Takeovers Code Breaches and Regulatory RemindersJul 15, 2016Joint Consultation Paper Issued on Proposed Changes to Hong Kong Listing RegulationJun 24, 2016HKEx Publishes Guidance for Offshore Retail Funds Applying to List in Hong KongJun 13, 2016Hong Kong Stock Exchange Publishes New Guidance on IPO Vetting and Suitability for ListingJun 3, 2016Memorandum of Understanding Entered into between Hong Kong International Arbitration Centre and the Russian Arbitration AssociationJun 2, 2016Hong Kong’s Takeovers Panel Rules that Alibaba Breached Takeovers Code due to “Special Deal”May 27, 2016NDRC Proposes Amendments to China Outbound Investment RegulationsMay 23, 2016Hong Kong Stock Exchange Publishes Guidance Letter on Bonus Issues of SharesMay 16, 2016HKEx Publishes Listing Decisions on Reasons for Rejection and Return of New Listing ApplicationsMay 13, 2016Insider Dealing in Securities Listed Offshore: High Court Interprets Section 300 SFO in Landmark CaseApr 30, 2016 Page 10 of 19« First« Prev...78910111213...Next »Last »
SFC Elaborates on the Liabilities of Directors and Senior Executives of Listed Companies and Senior Management AccountabilityJun 14, 2017
Backdoor Licensing, Managers-In-Charge of Core Functions and the Legal Liabilities of Senior ManagementMay 26, 2017
SFC Publishes Statement on Recent GEM Listing Applications and the Requirement for an Open MarketApr 19, 2017
SFC and HKEX Impose New Requirements for Listing Applicants, Sponsors, Underwriters and Placing Agents of GEM IPOsFeb 2, 2017
Hong Kong is World’s Top IPO Fundraising Market in 2016 while Listed Debt Turnover Rises 126 percent on 2015Jan 26, 2017
New SFC Measures to Increase the Accountability of Licensed Corporations’ Senior ManagementJan 13, 2017
SFC Consults on Proposals to Tighten Regulation of Fund Managers and Point-of-sale DisclosureDec 30, 2016
HKEX Issues Guidance on “Ownership and Control” Requirement for Listing Applicants and Issues Relevant to Controlling Shareholders (HKEx-GL89-16)Dec 22, 2016
Rights Issues and Open Offers that Significantly Dilute Minority Shareholding Interests Face Closer SFC and HKEx ScrutinyDec 20, 2016
HKEX/SFC Joint Consultation: Proposed Enhancements to the Stock Exchange of Hong Kong Limited’s Decision-making and Governance Structure for Listing RegulationNov 21, 2016
SFC CEO Mr. Ashley Alder’s Remarks at Hedge Fund Standards Board Institutional Investor RoundtableJul 27, 2016
Hong Kong Stock Exchange Publishes New Guidance on IPO Vetting and Suitability for ListingJun 3, 2016
Memorandum of Understanding Entered into between Hong Kong International Arbitration Centre and the Russian Arbitration AssociationJun 2, 2016
Hong Kong’s Takeovers Panel Rules that Alibaba Breached Takeovers Code due to “Special Deal”May 27, 2016
HKEx Publishes Listing Decisions on Reasons for Rejection and Return of New Listing ApplicationsMay 13, 2016
Insider Dealing in Securities Listed Offshore: High Court Interprets Section 300 SFO in Landmark CaseApr 30, 2016
