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Hong Kong Law

January 2017

Best Boutique Firm 2016

Asian Legal Business Awards

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Charltons
Dominion Centre,12th Floor
43-59 Queen's Road East, Hong Kong

Tel: + (852) 2905 7888
Fax: + (852) 2854 9596
www.charltonslaw.com

 

Charltons - Hong Kong Law Newsletter - Issue 354 - 18 January 2017

Licensed corporation Hong Kong

Hong Kong senior management

SFC requirement for licensed corporation

Managers in charge of core functions

Senior management responsibilities licensed corporation

Senior management Hong Kong liability

Responsible officer Hong Kong

New SFC measures to heighten senior management accountability

SFC circular for senior management

FAQs Measures for augmenting senior management accountability in licensed corporations

Managers in Charge MIC
Regulated person guilty of misconduct
Senior Management Team