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SFC Circular on Responsible Officers and Substantial Shareholders

Hong Kong Law

June 2017

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Charltons - Hong Kong Law - 369 - 27 June 2017

responsible officer

substantial shareholder

Hong Kong licensed corporation

supervision of regulated activities

SFC responsible officer requirements

substantial shareholder SFO

SFC approval of substantial shareholder

SFC assessment and vetting process

SFC license application

fit and proper guidelines
SFC licensing information booklet
backdoor licensing