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SFC clarifies Requirements for Asset Management Activity

Hong Kong Law

July 2017

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Charltons - Hong Kong Law - 370 - 05 July 2017

Requirements for Asset Management activity

Guidance for corporations and individuals for Type 9 activities

Local regulatory framework paper

Competence requirements for ROs

Hong Kong Asset Management activity requirements

Application for a Type 9 licence

SFC type 9 license requirement

Corporations licensed for Type 9 activity

Experience requirement for an RO applicant

Asset management companies
Asset management services
SFC type 9 license exemption