SFC Consults on Investor Identification Regime and OTC Securities Transactions Reporting Regime
The SFC published a consultation outlining proposals to introduce an investor identification regime for the...
Insights Archive:
Hong Kong Government Announces New Social Distancing Measures
The Hong Kong Government has tightened social distancing measures until 23 December 2020 in view...
HKEx Consults on Proposal to Increase the Main Board Profit Requirement
The HKEx published a consultation paper outlining proposals to increase the Main Board Profit Requirement...
HKEx Consults on Proposal to Streamline IPO Settlement Process
The HKEx published a concept paper outlining a proposal to streamline the IPO settlement process...
SFC Consults on Climate-risk Requirements for Fund Managers
Hong Kong’s SFC published a consultation paper on the management and disclosure of climate-related risks...
FSTB Consults on Proposed Registration Regime for Dealers in Precious Metals and Stones
Hong Kong’s FSTB published proposals for a registration regime for dealers in precious metals and...
FSTB Consults on Proposed Licensing Regime for Virtual Asset Exchanges
The FSTB published a consultation paper proposing a new licensing regime for virtual asset exchanges...
HKEx Publishes Consultation Conclusions on Proposal to Permit Corporate WVR Beneficiaries
HKEx published conclusions to its consultation on corporate WVR beneficiaries with plans to allow Greater...
Hong Kong SFC Reprimands and Fines Goldman Sachs US$350 million
Hong Kong’s SFC reprimanded and fined Goldman Sachs US$350 million for serious regulatory failures that...
HKEx Publishes Consultation Conclusions on Codification of General Waivers Relating to IPOs and Listed Issuers and Minor Rule Amendments
The HKEx published the consultation conclusions on the codification of general waivers and principles relating...