Archived Post for "Market Existential"

The Hong Kong Securities and Futures Commission has recently released its consultation conclusions on the Proposed Regulatory Requirements for Virtual Asset Trading Platform Operators Licensed by the Securities and Futures Commission in February 2023. This finalises...

HKEX’s GEM reforms propose new listing tests, streamlined transfers, and rule alignment—key updates for legal and compliance advisors.

SFC’s insider dealing reforms broaden territorial scope. Webinar covers key SFO updates, MMT roles, and civil/criminal liabilities.

SFC’s Takeovers Code reforms include new definitions, “Put Up or Shut Up” powers, and green measures—critical for legal advisors.

Explore Hong Kong’s dual VASP licensing regimes and SFC’s final rules for crypto exchanges, including retail access and derivatives trading.

Charltons and Alsuwaidi & Company hosted a webinar entitled “A Tale of Three Cities: Overview of the legal systems of Abu Dhabi, Dubai and Hong Kong”. Julia Charlton was joined by the managing partner of Alsuwaidi & Company, Mr Mohammed Alsuwaidi and senior...

Julia Charlton’s webinar covers SFC’s proposed rules for licensed virtual asset platforms under Hong Kong’s new regime effective June 2023.

Explore HKEX and SFC breach patterns and enforcement priorities from early 2022 in part 2 of this expert-led webinar series.

On 27 February 2023, Julia Charlton presented a webinar on the part 1 of the regulatory enforcement webinar series on the HKEX and SFC Disciplinary & Enforcement Actions between January and April 2022. This webinar provided a brief introduction and overview of...

The London-based Aquis Exchange PLC is a stock exchange group that operates Aquis Exchange -a pan European cash equities trading business, and Aquis Stock Exchange -a primary UK Stock Market composed of a Main Market and a two-tiered Growth Market.   It is...