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SFC consults on changes to Competency Requirements for Licensed Intermediaries and Individuals

Hong Kong Law

January 2021

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Charltons - Hong Kong Law - 532 - 20 January 2021

Hong Kong SFC consults on competency framework upgrade

Guidelines on Competence SFC

Guidelines on Continuous Professional Training SFC

Licensing regulated activities Hong Kong

SFC Responsible Officer

SFC licensed representative

SFC recognised industry qualifications

SFC temporary licence

SFC relevant industry experience

Key difference between the existing requirements and proposed enhancements

Minimum academic qualification requirements
Minimum CPT requirements
Fit and Proper Guidelines
Hong Kong Takeovers Code