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SFC Consults on Proposed Code of Conduct on Hong Kong Bookbuilding and Placing Activities and Proposal on HKEx Sponsor Coupling

Hong Kong Law

February 2021

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Charltons - Hong Kong Law - 533 - 11 February 2021

SFC Consults on Proposed Code of Conduct on Bookbuilding and Placing Activities and Proposal on Sponsor Coupling

SFC Findings and Overview of Hong Kong Market and Current Practices

SFC Proposed Code of Conduct on Bookbuilding and Placing Activities in Equity Capital Market and Debt Capital Market Transactions

Scope of Coverage

Types of Offerings

Types of CMIs

Standards of Conduct Expected of OCs and CMIs

Sponsor Coupling Proposal
Implementation Timeline