Hong Kong Law

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    Proposed New Regulatory Regime For Sponsors

    Proposed New Regulatory Regime For Sponsors

    Building on the existing regime for the licensing of corporate finance advisers, the SFC has published proposals for additional specific entry criteria and ongoing compliance obligations for sponsors.
    Guidelines on Analyst Conflicts of Interest

    Guidelines on Analyst Conflicts of Interest

    The SFC’s Guidelines to Address Analyst Conflicts of Interest impose strict requirements on investment banks and broker /dealers in relation to reducing and disclosing analysts’ conflicts of interest.
    New Companies Ordinance Prospectus Regime

    New Companies Ordinance Prospectus Regime

    General Requirements : the materials must not contain any substantive information not contained in the prospectus nor anything that is inconsistent with the information in the prospectus;the contents must not be false…