Insights Archive:
HKEX Publishes Revised Guidance for Chapter 21 Companies Investment Companies
Chapter 21 (Chapter 21) of the Listing Rules (Listing Rules) of the Stock Exchange of...
SFC Publishes Consultation Paper on Proposed Takeovers Code Amendments
On 24 August, 2011, the SFC announced a one-month consultation to request public comments on...
CSRC Tightens Regulation of Backdoor Listings and Adopts Measures to Facilitate Asset Acquisitions By Way of Share Issue
Amendments to the Administrative Measures for the Restructuring of Material Assets of Listed Companies (the...
SFC Reminds Sponsors to Exercise Reasonable Judgment in IPO Due Diligence
In its latest edition of the Dual Filing Update, the Securities and Futures Commission (SFC)...
SFC Extends Implementation Date for New Conflict of Interest Requirements Governing Research Reports
The Securities and Futures Commission (SFC) has extended the implementation date of new conflicts-of-interest requirements...
SFC Publishes Consultation Conclusions on the Regulatory Framework for pre-Deal Research Reports
The Securities and Futures Commission (SFC) published on 30 June 2011 its Consultation Conclusions (the...
SFC Publishes Guidance on Marketing of Existing Collective Investment Schemes and Investment-Linked Assurance Schemes to the Hong Kong Public under the Revised Code on Unit Trusts and Mutual Funds
The Securities and Futures Commission (SFC) issued guidance, on 13 May 2011, in preparation for...
