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Hong Kong Law

September 2011

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Charltons - Hong Kong Law Newsletter - Issue 135 - 22 September 2011

Chapter 21 Investment companies

Revised Guidance Letter for Chapter 21 investment companies

Hong Kong Exchanges and Clearing Limited HKEx

Chapter 21 Hong Kong Listing Rules

Stock Exchange of Hong Kong Limited the Exchange

Unit Trusts, mutual funds and other collective investment schemes

SFC Code on Unit Trusts and Mutual Funds

China New Economy Fund Limited

Hong Kong Securities and Futures Commission SFC Hong Kong

Registration of a prospectus by an investment company

Minimum board lot size and Subscription size
Qualifications of Directors, investment managers/advisers
Conflict of interest of an executive director
Securities and Futures (Professional Investor) Rules Cap 571D
Securities and Futures Ordinance Cap 571