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Hong Kong Law

November 2011

Best Boutique Firm 2014

Asian Legal Business Awards

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www.charltonslaw.com

Charltons - Hong Kong Law Newsletter - Issue 136 - 03 November 2011

Hong Kong over the counter derivatives OTC Derivatives

Regulatory regime

Designated central counterparties Designated CCP

Consultation Paper ([//www.charltonslaw.com/newsletters/hong-kong-law/en/2011/136/openFile.pdf]( //www.charltonslaw.com/newsletters/hong-kong-law/en/2011/136/openFile.pdf))

Authorised Institutions AIs and non-Authorised Institutions entities non-AI entities

Hong Kong Securities and Futures Commission and Hong Kong Monetary Authority

Mandatory Reporting Obligation

Mandatory Clearing Obligation

Mandatory Trading Obligation

non-deliverable forwards NDFs

interest rate swaps IRSs
Securities and Futures Ordinance SFO
Type 11 License