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Hong Kong Law

November 2011

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Charltons - Hong Kong Law Newsletter - Issue 136 - 03 November 2011

Hong Kong over the counter derivatives OTC Derivatives

Regulatory regime

Designated central counterparties Designated CCP

Consultation Paper ([//]( //

Authorised Institutions AIs and non-Authorised Institutions entities non-AI entities

Hong Kong Securities and Futures Commission and Hong Kong Monetary Authority

Mandatory Reporting Obligation

Mandatory Clearing Obligation

Mandatory Trading Obligation

non-deliverable forwards NDFs

interest rate swaps IRSs
Securities and Futures Ordinance SFO
Type 11 License