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Hong Kong Law

December 2011

Best Boutique Firm 2014

Asian Legal Business Awards

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www.charltonslaw.com

Charltons - Hong Kong Law Newsletter - Issue 138 - 15 December 2011

Hong Kong New Evidential Requirements

Professional Investor Status

Principles Based Approach

Securities and Futures (Professional Investor) (Amendment) Rules 2011 ([//www.charltonslaw.com/newsletters/hong-kong-law/en/2011/138/es220111536135.pdf](//www.charltonslaw.com/newsletters/hong-kong-law/en/2011/138/es220111536135.pdf))

high-net-worth professional investors

securities futures commission

Securities and Futures Ordinance Part 1 of Schedule 1 Cap 571

Professional Investor Rules

3(d) Of The Existing Professional Investor Rules

Securities and Futures Ordinance Cap 571 SFO