SFC Circular on Responsible Officers and Substantial Shareholders
The SFC has issued a circular on responsible officers and substantial shareholders, stating that it...
Insights Archive:
Changes to the GEM Rules and Main Board Rules Proposed by the HKEx
The SEHK has published a Consultation Paper on the Review of the Growth Enterprise Market...
SFC Issues Statement on Listing of Infrastructure Project Companies
The SFC issued a statement setting out factors to be considered when reviewing the proposed...
HKEx Consults on Proposed New Board for New Economy Companies
The HKEx published its New Board Concept Paper setting out proposals for the establishment of...
Mainland-Hong Kong Bond Market Connect to be Established
The People’s Bank of China and the Hong Kong Monetary Authority made a joint announcement...
SFC Elaborates on the Liabilities of Directors and Senior Executives of Listed Companies and Senior Management Accountability
In its newsletter, Enforcement Reporter, the SFC discussed director and senior executive liabilities and senior...
SFC Authorisation for Leveraged and Inverse Products
The Supplemental Circular on Leveraged and Inverse Products dated 23 December 2016 details the requirements...
Backdoor Licensing, Managers-In-Charge of Core Functions and the Legal Liabilities of Senior Management
Those who pay for an existing licensed corporation as a "backdoor licence" may not avoid...
SFC Publishes Statement on Recent GEM Listing Applications and the Requirement for an Open Market
The SFC has Published a Statement on Recent Applications to List on GEM by way...
SFC Publishes Consultation on Amendments to the Professional Investor Rules
SFC Publishes Consultation on Amendments to the Professional Investor Rules expanding the definition of Corporate...