Continued deficiencies in sponsor work identified by SFC
The said deficiencies were especially common for sponsor work done for GEM IPOs. Between October...
Insights Archive:
SFC and Exchange sign addendum to MOU Governing Listing Matters
The Addendum arranges for the establishment of a new Listing Policy Panel as a centre...
HK Stock Exchange Consults on Listings of Emerging and Innovative Companies
On 23 February 2018, the Hong Kong Stock Exchange released a Consultation Paper on a...
SFC Fines IBHK concerning Electronic and Algorithmic Trading Systems
The SFC has reprimanded and fined Interactive Brokers Hong Kong Limited for breaches of the...
HKEx Listing Series – Biotech
On 23 February 2018, the Hong Kong Stock Exchange (the “Stock Exchange”) released a Consultation...
SFC Consults on Takeovers Code Changes
Hong Kong’s Securities and Futures Commission (SFC) published a Consultation Paper (Consultation Paper) on proposed...
SFC Consults on Takeovers Code Changes
The most significant change proposed is to increase the voting approval threshold for whitewash waivers...
HKEx Listing Decisions on Sufficiency of Assets/Operations for Continued Listing
HKEx published listing decisions which dealt with issuer’s sufficiency of level of operations to warrant...
Amendments to HKEx’s Main Board and GEM Listing Rules Take Effect on 15 February 2018
Changes to HKEx’s Main Board and GEM Listing Rules will take effect on 15 February...
HK Exchange to Allow Main Board Listings of Innovative Companies with Weighted Voting Rights and Pre-revenue Biotech Companies
The Hong Kong Stock Exchange published the Conclusions to the New Board Concept Paper (Conclusions)...