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SFC identifies continued deficiencies in sponsor work

Hong Kong Law

April 2018

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Asian Legal Business Awards

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Charltons - Hong Kong Law - 401 - 10 April 2018

deficiencies in sponsor work highlighted by the SFC

Report on the thematic review of licensed corporations engaged in sponsor business

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Circular to licensed corporations on expected standards of sponsor work

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thematic review methodology

hong kong sponsor due diligence guidelines pdf

sponsor guidelines

thematic review compliance

ipo due diligence checklist

thematic review sfc