SFC-Authorised Funds and Unit Trusts Permitted to Invest in Listed Reits
Amendments to the SFC's Code on Unit Trusts and Mutual Funds allowing collective investment schemes...
Hong Kong Law Archive:
Guidelines on Analyst Conflicts of Interest
The SFC's Guidelines to Address Analyst Conflicts of Interest impose strict requirements on investment banks...
Proposed Amendments to the SFO to Give Statutory Backing to Major Listing Rules
Proposed amendments to the SFO will codify the more important of the Exchange's Listing Rules...
SFC Issues Consultation Paper on Amendments to the Disclosure of Interests Regime
It is proposed to extend the proposal to synchronise the reference dates for buyers and...
Second Consultation Paper on Exemption of Offshore Funds from Hong Kong Profits Tax
The Hong Kong Financial Services and Treasury Bureau have issued a second consultation paper on...
Hong Kong Stock Exchanges Code on Corporate Governance Practices and Corporate Governance Report
The amendments to the Listing Rules relating to the Code on Corporate Governance Practices (the...
Amendments to the Listing Rules Relating to the Regulation of Sponsors and Independent Financial Advisers
The Stock Exchange of Hong Kong Ltd. (the "Exchange") and the SFC have issued amendments...
New Companies Ordinance Prospectus Regime
General Requirements : the materials must not contain any substantive information not contained in the...
Hong Kong Legal Update
The Companies (Amendment) Ordinance 2004 (the 'Amendment Ordinance') was enacted on July 23, 2004 and...
Summary of Changes to the GEM Listing Rules
The Rules have been amended to require the prior approval of shareholders (other than the...