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Hong Kong Law

December 2005

Best Boutique Firm 2014

Asian Legal Business Awards

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Charltons
Dominion Centre,12th Floor
43-59 Queen's Road East, Hong Kong

Tel: + (852) 2905 7888
Fax: + (852) 2854 9596
www.charltonslaw.com

 

Charltons - Hong Kong Law Newsletter - Issue 31 - 10 December 2005

Derivative Warrants Market Hong Kong

Liquidity Providers Minimum Service Levels Hong Kong

Notes 1 And 2 To Rule 8 Of The Takeovers Code of Hong Kong

SFC Report on the Derivative Warrants Market in Hong Kong

Prohibition on External Liquidity Providers in Hong Kong

Documents being made available for inspection on websites Rule 8 Of The Takeovers Code of Hong Kong

In-house Liquidity Providers Disclosure of Information

Processing period for derivative warrants

Limit on the maximum number of existing derivative warrants that may be held by an issuer when making a further issue

Issue identical versions of an existing derivative warrant

Banning Commission Rebates and Other Incentive Schemes
New Marketing Guidelines for Derivative Warrants
New Investor Education Initiatives SFC
Plain language in listing documents Common definitions and standard terms for standard products
Issuers’ summary of key features, benefits and risks of derivative warrant product