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Hong Kong Law

May 2006

Best Boutique Firm 2015

Asian Legal Business Awards

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Charltons
Dominion Centre,12th Floor
43-59 Queen's Road East, Hong Kong

Tel: + (852) 2905 7888
Fax: + (852) 2854 9596
www.charltonslaw.com

Charltons - Hong Kong Law Newsletter - Issue 35 - 12 May 2006

SFC

On-going Obligations

Sponsors Requirements for IPOs

On-going Obligations for IPO Sponsors

Eligibility Criteria For Sponsors

SFC Guidelines for Sponsors and Compliance Advisers

SFC Guidelines 2007

Corporate advisory firms holding licence for Regulated Activity Type 6

RA 6 licence to conduct sponsor work

Hong Kong Securities and Futures Commission SFC

Consultation Conclusions to the Consultation Paper on the Regulation of Sponsors and Compliance Advisers
Experience and expertise in sponsor work
Relevant Corporate Finance Experience
Internal Systems and Controls for Sponsor firms
Financial Resources Rules FRR