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Hong Kong Law

September 2006

Best Boutique Firm 2014

Asian Legal Business Awards

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www.charltonslaw.com

 

Charltons - Hong Kong Law Newsletter - Issue 39 - 13 September 2006

Sponsor Guidelines

New Sponsor Requirements

Type 6 regulated activity

Guidelines for Sponsors and Compliance Advisers (Sponsor Guidelines) published by SFC

Type 6 regulated activity must follow new sponsor requirements

SFC to assess intermediaries' eligibility to act as sponsors, taking into account the criteria set out in the Sponsor Guidelines

New Sponsor Requirements effective from 1 January 2007

only corporate advisory firms meeting the new eligibility criteria under sponsor guidelines will be allowed to act as sponsors

Circular to intermediaries licensed or registered for Type 6 regulated activity'

SFC Type 6 Regulated Activity as defined by the Securities and Futures Commission

Existing Intermediaries acting as sponsors after January 1, 2007

summary of recent regulatory developments in Hong Kong

Charltons Newsletter 2006
Hong Kong Law Update 2006