STOs in Hong Kong
This podcast starts with a background to security tokens and comparison between security token offerings (STOs) and initial coin offerings (ICOs). A security token is a digital or virtual asset issued on distributed ledger technology (DLT) in the form of a security. Examples include the tokenised shares issued by NYSE or NASDAQ-listed Tesla (TSLA), Coinbase (COIN), Gamestop (GME) and Apple (AAPL) which can be traded on FTX and Binance. Securities tokens can also represent other traditional forms of investment products, as well as “utility” or “network” token (e.g. Munchee token).
Virtual Roundtable on Listing Asian companies on Aquis
The London-based Aquis Exchange PLC is a stock exchange group that operates Aquis Exchange -a pan European cash equities trading business, and Aquis Stock Exchange -a primary UK Stock Market composed of a Main Market and a...
Listing Opportunities on Nasdaq Dubai
Nasdaq Dubai and Charltons’ webinar on Listing Opportunities on Nasdaq Dubai. Nasdaq Dubai is an international exchange located in the Dubai International Financial Centre with a large and diversified investor base from 212...
2022 Virtual Asset (Crypto) Service Providers & Dealers in Precious Metals & Stones
On 31 October 2022, Julia Charlton presented a podcast on 2022 Virtual Asset (Crypto) Service Providers & Dealers in Precious Metals & Stones: Hong Kong’s New Regulatory Regimes. This podcast provided an overview of the new...
SFC Bookbuilding Conduct Requirements – HKEX Listing Rules & Transitional Arrangements
On 28 October 2022, Julia Charlton presented a podcast on SFC Bookbuilding Conduct Requirements – HKEX Listing Rules & Transitional Arrangements. This podcast provided an overview of the concerns leading to the Bookbuilding...
2022 Insider Dealing in Hong Kong
On 27 October 2022, Julia Charlton presented a podcast on Insider Dealing in Hong Kong – Overview & Update. This podcast provided an overview of the laws on insider dealing in Hong Kong and a summary of the enforcement action...
Listing Pre-Revenue Biotech Companies in Hong Kong
On 14 October 2022, Julia Charlton presented a podcast on Listing Pre-Revenue Biotech Companies on the HKEx. This webinar is to provide a detailed explanation on listing pre-revenue Biotech Companies. In April 2018, the HKEx...
Listing Mineral Companies
This podcast is to provide a detailed explanation on listing Mineral Companies. Mineral and petroleum companies may list on the HKEx, subject to the additional listing eligibility requirements, disclosure standards and...
Disclosure of Interests
On 10 October 2022, Julia Charlton presented a podcast on Hong Kong’s Disclosure of Interests Regime. This podcast is to provide a detailed explanation of the disclosure of interests regime. Part XV (Disclosure of Interests)...
Charltons Hong Kong Crypto Regulation Webinars Series 2022 | Part 3
The podcast concludes the discussion of Hong Kong’s domestic regulation of cryptocurrencies and related activities. It covers the regulatory status of different types of virtual assets, the SFC’s existing framework for...
Charltons Hong Kong Crypto Regulation Webinars Series 2022 | Part 2
This podcast considers the progress made in implementing FATF’s revised recommendations (including Hong Kong’s progress). It then focuses on Hong Kong regulation of cryptocurrencies, looking firstly at the scope of the SFC’s...
Crypto licensing regime in the UAE
UAE is one of the fastest-growing cryptocurrency markets in the world. The regulatory regimes in Dubai, Abu Dhabi and the wider UAE provide several options for crypto firms to explore and positions the UAE as a regional and...
Charltons Hong Kong Crypto Regulation 2022 | Part 1
The podcast provides a general introduction to crypto regulation looking at key developments in global cryptocurrency markets, before turning to FATF’s revised recommendations requiring the licensing of virtual asset service...
HKEX’s New Listing Regime for Overseas Issuers | Legally Speaking
Julia Charlton presents a summary on Hong Kong Stock Exchange HKEX’s new listing regime for overseas issuers. This podcast provides a detailed explanation of the new listing regime for overseas companies. The revised Hong...
HKEX’s Proposed Listing Rule Changes for Listed Company Share Schemes | Legally speaking
Julia Charlton presents a podcast on Hong Kong Stock Exchange or HKEX’s proposed Listing Rule changes for listed company share schemes. The podcast explained Hong Kong Stock Exchange or HKEX Listing Rule amendments with...
What to expect from the Chinese economy in 2022 | Legally Speaking
China’s economic performance for the year 2021 was marked with strong economic growth of 8.1%, as well as several new initiatives and policies aimed to bring about dynamic changes in the country’s economic outlook for the new...
SFC Conclusions on Proposed Code of Conduct on Bookbuilding and Placing Activities
This podcast covers the SFC Consultation Conclusions on Proposed Code of Conduct on Bookbuilding and Placing Activities and Proposal on Sponsor Coupling. [next_prev_post category="hkex-directors-training-series"...
Cryptocurrency funds and virtual assets in Hong Kong and Cayman
Stuarts and Charltons podcast on Cryptocurrency funds and virtual assets in Hong Kong and Cayman. The podcast covers Fund entities that can be used for cryptocurrency funds, Marketing and managing funds in Hong Kong,...
The HKEX new listing regime for SPACs
The podcast started with the regulatory framework and recent developments in Hong Kong in relation to SPACs. The HKEX’s new listing regime allowing SPACs to list on the Main Board of the HKEX came into effect on 1 January...