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Hong Kong Law

July 2011

Best Boutique Firm 2014

Asian Legal Business Awards

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Charltons - Hong Kong Law Newsletter - Issue 129 - 15 July 2011

Code on Unit Trusts and Mutual Funds UT Code

Code on Investment-Linked Assurance Schemes ILAS Code

Securities and Futures Commission SFC Hong Kong

Collective investment schemes

Key Facts statement

Revised offering document

SFC Handbook  for Unit Trusts and Mutual Funds, Investment-Linked Assurance Schemes and Unlisted Structured Investment Products

Overarching Principles Section

Risk management policy

SFC Guidance

Continuation of marketing
Fund managers
Breach of the SFC Handbook