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Hong Kong Law

July 2011

Best Boutique Firm 2014

Asian Legal Business Awards

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Charltons - Hong Kong Law Newsletter - Issue 130 - 16 July 2011

Consultation Conclusions on the proposed amendments to the Code of Conduct for Persons Licensed by or Registered with the Securities and Futures Commission and Corporate Finance Adviser Code of Conduct

Hong Kong Securities and Futures Commission SFC Hong Kong

Connected Analyst Pre-deal research reports

Extending conflict of interests requirements

Real Estate Investment Trusts

Consultation Paper on possible amendments to the regulatory framework governing investment research reports issued before a first listing of equity securities on the Hong Kong Stock Exchange ([https://www.sfc.hk/edistributionWeb/gateway/EN/consultation/openFile?refNo=10CP5]( https://www.sfc.hk/edistributionWeb/gateway/EN/consultation/openFile?refNo=10CP5))

Stock Exchange of Hong Kong the Exchange

Material information disclosure

Analyst reports on listed companies

Paragraph 16 of the Code of Conduct

Investment banking relationship
Extending corporate form other than a corporation or a REIT
Material or forward looking information (qualitative or quantitative)
Sponsors’ responsibilities during a listing of new equity securities