Hong Kong Law

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    SFC To Step Up Oversight Of Corporate Conduct

    SFC To Step Up Oversight Of Corporate Conduct

    The SFO requirement for listed companies to make timely and accurate disclosure of price sensitive information (i.e. inside information) is illustrated in a number of recent regulatory enforcement actions.
    SFC Publishes FAQ on the New Sponsor Regime

    SFC Publishes FAQ on the New Sponsor Regime

    On 8 October 2013, the SFC published FAQs on the new regime on the regulation of sponsors under the SFC’s new paragraph 17 of the Code of Conduct for Persons Licensed by or Registered with the SFC