Hong Kong Law Archives Financial Affairs Panel to Discuss Protection of Personal Information ProvisionsApr 8, 2021SFC Publishes Quarterly Report (Q4 2020)Apr 8, 2021The HKEX Consultation Paper on the Listing Regime for Overseas IssuersApr 1, 2021HKEx Publishes Review of Listed Companies’ Corporate Governance Practices and Practitioner’s Insights on ESGMar 19, 2021SFC Updates FAQs on Compliance with Suitability Obligations and Requirements for Complex ProductsMar 18, 2021UK Listing Review Recommendations for Reform of the LSE Listing RulesMar 17, 2021Crypto 2021 – Looking ForwardMar 8, 2021Steering Group Announces Green and Sustainable Finance Strategy for Hong KongFeb 26, 2021Hong Kong 2021/2022 Budget – Market HighlightsFeb 24, 2021HKEx Publishes Findings of Latest Review of Issuers’ Annual Report DisclosuresFeb 20, 2021SFC Consults on Proposed Code of Conduct on Hong Kong Bookbuilding and Placing Activities and Proposal on HKEx Sponsor CouplingFeb 11, 2021SFC consults on changes to Competency Requirements for Licensed Intermediaries and IndividualsJan 19, 2021Charltons Responds to HKEX Consultation on Main Board Profit Requirement on behalf of 10 sponsor firmsJan 11, 2021SFC Takeovers Bulletin No. 55 on Takeovers Code Breaches and Regulatory RemindersJan 8, 2021SFC Consults on Investor Identification Regime and OTC Securities Transactions Reporting RegimeDec 18, 2020Hong Kong Government Announces New Social Distancing MeasuresDec 8, 2020HKEx Consults on Proposal to Increase the Main Board Profit RequirementNov 27, 2020HKEx Consults on Proposal to Streamline IPO Settlement ProcessNov 24, 2020SFC Consults on Climate-risk Requirements for Fund ManagersNov 13, 2020FSTB Consults on Proposed Registration Regime for Dealers in Precious Metals and StonesNov 11, 2020FSTB Consults on Proposed Licensing Regime for Virtual Asset ExchangesNov 9, 2020HKEx Publishes Consultation Conclusions on Proposal to Permit Corporate WVR BeneficiariesNov 5, 2020Hong Kong SFC Reprimands and Fines Goldman Sachs US$350 millionOct 30, 2020HKEx Publishes Consultation Conclusions on Codification of General Waivers Relating to IPOs and Listed Issuers and Minor Rule AmendmentsOct 20, 2020SFC Consults on Changes to AML and CFT Guidelines for Licensed CorporationsOct 14, 2020Changes to Hong Kong’s Open-ended Fund Companies Regime Take Effect 11 September 2020Sep 22, 2020HKEx Consults on Listing Rule Amendments to Increase its Disciplinary Powers and SanctionsSep 11, 2020Amendments to HKEx’s Listing Rules for Debt Issues to Professional Investors to Take Effect on 1 November 2020Sep 1, 2020Hong Kong Launches Hang Seng TECH IndexAug 4, 2020HKEx Consults on Paperless Listing and Subscription and Issues New IPO GuidanceAug 3, 2020HKEx Publishes Listing Decision 126-2020 with Reasons for Listing Application RejectionsJul 30, 2020Hong Kong Government Introduces Most Restrictive Social Distancing Measures YetJul 29, 2020New HKEx Guidance for Biotech Companies Listing under Chapter 18AJul 21, 2020Hong Kong Further Tightens Social Distancing Measures Effective 15 July 2020Jul 15, 2020Hong Kong Tightens Social Distancing Measures from 11 July 2020Jul 10, 2020Disciplinary Actions for Takeovers Code Breaches in June 2020Jun 30, 2020SFC Publicly Reprimands and Fines Guotai Junan HK$25.2 millionJun 29, 2020HKEx to Launch New Sustainable and Green ExchangeJun 24, 2020Consultation Conclusions Issued on a Paperless Securities Market for HKEx-listed SecuritiesJun 24, 2020Hong Kong quarantine relaxed for directors of HKEx listed companies and HKEx listing applicants, certain lawyers, accountants and professionalsJun 23, 2020 Page 6 of 19« First« Prev...3456789...Next »Last »
HKEx Publishes Review of Listed Companies’ Corporate Governance Practices and Practitioner’s Insights on ESGMar 19, 2021
SFC Updates FAQs on Compliance with Suitability Obligations and Requirements for Complex ProductsMar 18, 2021
SFC Consults on Proposed Code of Conduct on Hong Kong Bookbuilding and Placing Activities and Proposal on HKEx Sponsor CouplingFeb 11, 2021
SFC consults on changes to Competency Requirements for Licensed Intermediaries and IndividualsJan 19, 2021
Charltons Responds to HKEX Consultation on Main Board Profit Requirement on behalf of 10 sponsor firmsJan 11, 2021
SFC Consults on Investor Identification Regime and OTC Securities Transactions Reporting RegimeDec 18, 2020
HKEx Publishes Consultation Conclusions on Codification of General Waivers Relating to IPOs and Listed Issuers and Minor Rule AmendmentsOct 20, 2020
HKEx Consults on Listing Rule Amendments to Increase its Disciplinary Powers and SanctionsSep 11, 2020
Amendments to HKEx’s Listing Rules for Debt Issues to Professional Investors to Take Effect on 1 November 2020Sep 1, 2020
Consultation Conclusions Issued on a Paperless Securities Market for HKEx-listed SecuritiesJun 24, 2020
Hong Kong quarantine relaxed for directors of HKEx listed companies and HKEx listing applicants, certain lawyers, accountants and professionalsJun 23, 2020
