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HKEx Consults on Listing Rule Amendments to Increase its Disciplinary Powers and Sanctions

Hong Kong Law

September 2020

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Charltons - Hong Kong Law - 517 - 11 September 2020

HKEx disciplinary powers

HKEx sanction

Denial of the facilities of the market HKEx

Listing cancellation HKEx

Suspension of trading HKEx

Director unsuitability HKEx

HKEx Listing Rule breach

Senior management Listing Rule breach

Independent financial adviser liability

Professional adviser liability Listing Rule breach
HKEx Listing Committee sanction
Enforcement of the Listing Rules – Policy Statement
Consultation Paper on Review of Disciplinary Powers and Sanctions
Statement on Principles and Factors in Determining Sanctions and Directions Imposed by the Disciplinary Committee and the Review Committee