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Hong Kong SFC Reprimands and Fines Goldman Sachs US$350 million

Hong Kong Law

October 2020

Award winning Hong Kong law firm

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Charltons - Hong Kong Law - 521 - 30 October 2020

Hong Kong SFC Reprimands and Fines Goldman Sachs US$350 million

1MBD Bond Offering Transactions

Overview of the Bond Offering Transactions and Goldman Sachs’ Involvement

Goldman Sachs’ Lapses in Management Oversight

Misconduct of Individuals Tim Leissner and Low Taek Jho

Lack of Inquiries into Red Flags Surrounding the Bond Transactions

Hong Kong Regulatory Breaches

Other Relevant Regulatory and Criminal Action against Goldman Sachs and Individuals

Malaysian Criminal Charges
United States Securities and Exchange Commission (SEC) Action