Hong Kong Law Archives New Sponsors Regime To Come Into Effect For Listing Applications Submitted On Or After 1 October 2013 And Publication Of The Hong Kong Sponsor Due Diligence GuidelinesSep 30, 2013Exchange Publishes Guidance on Resumption of Long Suspended CompaniesSep 23, 2013SFC Issues Guidelines on the Application of the CPSS-IOSCO Principles for Financial Market InfrastructuresSep 19, 2013Exchange Issues Guidance on Documentary Requirements and Administrative Matters Relating to New Listing ApplicationsSep 18, 2013Exchange Provides Guidance on Confirmations from Reporting Accounts on Historical Financial InformationSep 17, 2013Exchange Publishes Guidance Letter HKEx-GL6-09A on Financial Information for the Trading Record Period Expected in the First Draft Listing Document for Listing ApplicationsSep 16, 2013Exchange Sets Out Guidance on Logistical Arrangements for the Publication of Application Proofs Post Hearing Information Packs and Related MaterialsSep 13, 2013Stock Exchange Publishes Updated Guidance on Waiver Applications for New Mineral Companies under Main Board RuleAug 30, 2013SFC Issues Takeovers Bulletin on Disqualifying Transactions under the Whitewash Guidance Note and Application of Rule 201B to Share Repurchases By Partial OfferAug 29, 2013Exchange Publishes FAQ on Listing Rule Changes to Complement the Securities and Futures Commissions New Sponsor RegulationAug 13, 2013Exchange Publishes Listing Rule Changes to Come into Effect Regarding New Statutory Regime on the Regulation of SponsorsAug 13, 2013HKEx Incorporates Listing Decision LD45-3 Regarding Conditions for Waiver from Strict Compliance with Gem Listing Rules into Guidance Letter GL25-11Jul 22, 2013Hong Kong Stock Exchange Publishes Listing Decision on whether Deteriorating Financial Performance After Track Record Period and Other Factors Rendered Applicant Unsuitable for ListingJun 8, 2013Hong Kong Stock Exchange Publishes Listing Decisions on Rights Issues and Spin-OffsJun 6, 2013Court of Final Appeal Hands Down Landmark Ruling on the Application of Section 213 of the SFOJun 4, 2013SFC Publishes Consultation Paper on the Professional Investor RegimeJun 3, 2013Stock Exchange Publishes Guidance on Listing Document Risk Factors DisclosureMay 29, 2013Hong Kong Stock Exchange Publishes Consultation Papers on Connected Transaction RulesMay 27, 2013Exchange Publishes FAQ on Listing Rule Changes Consequential on the Statutory Regime for Disclosure of Inside InformationMay 13, 2013SFC Publishes Frequently-Asked-Questions on Chinese Walls RequirementApr 26, 2013Hong Kong Stock Exchanges Publishes Three Listing Decisions on Reverse TakeoversApr 19, 2013Hong Kong Stock Exchange Publishes Report on Issuers Annual Report DisclosureApr 19, 2013SFC Publishes FAQ on Statutory Inside Information Disclosure Regime and the Exchange Publicly Censures Listed Issuer for Non-Disclosure under Previous Listing Rule RegimeApr 12, 2013HKEx Publishes Listing Decisions in Relation to Convertible Note-Bond IssuesApr 11, 2013Stock Exchange Publishes Guidance on Listing Document Disclosure for New Applicant Mineral CompaniesApr 10, 2013Stock Exchange of Hong Kong Publishes Consultation Conclusions on Allowing Listed Issuers to Release Inside Information During Trading Hours Subject to Short Trading HaltsApr 8, 2013Hong Kong Stock Exchange Publishes Guidance Letter Gl51-13 Disallowing Additional Benefits for Cornerstone InvestorsMar 26, 2013Bill to Regulate the Hong Kong OTC Derivative Market to be Introduced in the Second Quarter 2013Mar 26, 2013Hong Kong Stock Exchange Publishes Listing Decision on Allowing a PRC Listed Company to Convert its Entire B Shares into H Shares and List the H Shares on the Main Board By Way of IntroductionMar 11, 2013Hong Kong Stock Exchange Issues Guidance Letter and Listing Decisions in Relation to Mineral CompaniesFeb 9, 2013Hong Kong Stock Exchange Publishes Guidance on the Reasons for Returning Certain Listing ApplicationsFeb 2, 2013SFC Encourages Inside Information Disclosure before the Statutory Disclosure Regime comes into EffectDec 24, 2012Stock Exchange Updates Listing Decision on Circumstances under Which It Will Exempt a New Listing Applicant from Filing Placee Lists with Respect to its IPO Shares Sold in Public Offers Outside Hong KongDec 24, 2012Hong Kong Stock Exchange Publishes Consultation Conclusions on Listing Rule Amendments Consequential on New Statutory Regime for PSI DisclosureDec 20, 2012Amendments To The Law On The Use And Provision Of Personal Data For Direct Marketing Expected To Come Into Force On 1 April 2013Dec 7, 2012SFC Consultation Service on Statutory PSI Disclosure Regime and SFC Consults on Proposals to Enhance the Regulatory Regime for Non-Corporate Listed EntitiesDec 5, 2012SFC Holds IPO Sponsor Principals Jointly and Severally Liable in Discharge of ResponsibilitiesNov 29, 2012Amendments to the Definitions of Specified Stock and Futures Exchanges and Proposed Amendments to the Securities and Futures Financial Resources RulesNov 26, 2012Hong Kong Stock Exchange Publishes Guidance on pre-IPO InvestmentsNov 5, 2012FSTB and Companies Registry Consult on Subsidiary Legislation to Complement the New Companies OrdinanceOct 30, 2012 Page 14 of 19« First« Prev...11121314151617...Next »Last »
New Sponsors Regime To Come Into Effect For Listing Applications Submitted On Or After 1 October 2013 And Publication Of The Hong Kong Sponsor Due Diligence GuidelinesSep 30, 2013
SFC Issues Guidelines on the Application of the CPSS-IOSCO Principles for Financial Market InfrastructuresSep 19, 2013
Exchange Issues Guidance on Documentary Requirements and Administrative Matters Relating to New Listing ApplicationsSep 18, 2013
Exchange Provides Guidance on Confirmations from Reporting Accounts on Historical Financial InformationSep 17, 2013
Exchange Publishes Guidance Letter HKEx-GL6-09A on Financial Information for the Trading Record Period Expected in the First Draft Listing Document for Listing ApplicationsSep 16, 2013
Exchange Sets Out Guidance on Logistical Arrangements for the Publication of Application Proofs Post Hearing Information Packs and Related MaterialsSep 13, 2013
Stock Exchange Publishes Updated Guidance on Waiver Applications for New Mineral Companies under Main Board RuleAug 30, 2013
SFC Issues Takeovers Bulletin on Disqualifying Transactions under the Whitewash Guidance Note and Application of Rule 201B to Share Repurchases By Partial OfferAug 29, 2013
Exchange Publishes FAQ on Listing Rule Changes to Complement the Securities and Futures Commissions New Sponsor RegulationAug 13, 2013
Exchange Publishes Listing Rule Changes to Come into Effect Regarding New Statutory Regime on the Regulation of SponsorsAug 13, 2013
HKEx Incorporates Listing Decision LD45-3 Regarding Conditions for Waiver from Strict Compliance with Gem Listing Rules into Guidance Letter GL25-11Jul 22, 2013
Hong Kong Stock Exchange Publishes Listing Decision on whether Deteriorating Financial Performance After Track Record Period and Other Factors Rendered Applicant Unsuitable for ListingJun 8, 2013
Court of Final Appeal Hands Down Landmark Ruling on the Application of Section 213 of the SFOJun 4, 2013
Exchange Publishes FAQ on Listing Rule Changes Consequential on the Statutory Regime for Disclosure of Inside InformationMay 13, 2013
SFC Publishes FAQ on Statutory Inside Information Disclosure Regime and the Exchange Publicly Censures Listed Issuer for Non-Disclosure under Previous Listing Rule RegimeApr 12, 2013
Stock Exchange Publishes Guidance on Listing Document Disclosure for New Applicant Mineral CompaniesApr 10, 2013
Stock Exchange of Hong Kong Publishes Consultation Conclusions on Allowing Listed Issuers to Release Inside Information During Trading Hours Subject to Short Trading HaltsApr 8, 2013
Hong Kong Stock Exchange Publishes Guidance Letter Gl51-13 Disallowing Additional Benefits for Cornerstone InvestorsMar 26, 2013
Bill to Regulate the Hong Kong OTC Derivative Market to be Introduced in the Second Quarter 2013Mar 26, 2013
Hong Kong Stock Exchange Publishes Listing Decision on Allowing a PRC Listed Company to Convert its Entire B Shares into H Shares and List the H Shares on the Main Board By Way of IntroductionMar 11, 2013
Hong Kong Stock Exchange Issues Guidance Letter and Listing Decisions in Relation to Mineral CompaniesFeb 9, 2013
Hong Kong Stock Exchange Publishes Guidance on the Reasons for Returning Certain Listing ApplicationsFeb 2, 2013
SFC Encourages Inside Information Disclosure before the Statutory Disclosure Regime comes into EffectDec 24, 2012
Stock Exchange Updates Listing Decision on Circumstances under Which It Will Exempt a New Listing Applicant from Filing Placee Lists with Respect to its IPO Shares Sold in Public Offers Outside Hong KongDec 24, 2012
Hong Kong Stock Exchange Publishes Consultation Conclusions on Listing Rule Amendments Consequential on New Statutory Regime for PSI DisclosureDec 20, 2012
Amendments To The Law On The Use And Provision Of Personal Data For Direct Marketing Expected To Come Into Force On 1 April 2013Dec 7, 2012
SFC Consultation Service on Statutory PSI Disclosure Regime and SFC Consults on Proposals to Enhance the Regulatory Regime for Non-Corporate Listed EntitiesDec 5, 2012
SFC Holds IPO Sponsor Principals Jointly and Severally Liable in Discharge of ResponsibilitiesNov 29, 2012
Amendments to the Definitions of Specified Stock and Futures Exchanges and Proposed Amendments to the Securities and Futures Financial Resources RulesNov 26, 2012
FSTB and Companies Registry Consult on Subsidiary Legislation to Complement the New Companies OrdinanceOct 30, 2012
