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Hong Kong Law

February 2013

Best Boutique Firm 2014

Asian Legal Business Awards

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Dominion Centre,12th Floor
43-59 Queen's Road East, Hong Kong

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Fax: + (852) 2854 9596
www.charltonslaw.com

 

Charltons - Hong Kong Law Newsletter - Issue 178 - 02 February 2013

Returning Certain Listing Applications Hong Kong

Listing Applicants Hong Kong

Hong Kong Stock Exchange Listing Document

Returning Certain Listing Applications Hong Kong Stock Exchange Listing Applicants

Main Board Rule 9.03(3) Hong Kong Listing applicants must submit an advanced proof of the prospectus with the listing application form

Hong Kong Disclosure of Future Plans and Business Strategies in Listing Document

Obligations of Sponsor of GEM listing applicant Draft listing document has been verified in all material respects prior to submission

Disclosure in the "Summary and Highlights" section of listing document

Business Model Disclosure in Listing Document

Disclosure Of Financial Position Insufficient Information

Suitability of directors and senior management Character, competency and experience
Director has a conviction Prospectus disclosure
Distributorships’ disclosure in listing document Independence of distributors
Disclosures on non-compliance incidents in prospectus
Main Board Listing Rule 8.06 Latest financial period reported on by the reporting accountants must not have ended no more than six months before the listing document