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Hong Kong Law

October 2005

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Asian Legal Business Awards

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Charltons - Hong Kong Law Newsletter - Issue 30 - 20 October 2005

Derivative Warrants Market Hong Kong Stock Exchange

Liquidity Provider Requirements Derivative Warrant Hong Kong

Derivative warrants market influence on prices of the underlying stocks Hong Kong

Listing Rules' Requirements Derivative Warrants Market Hong Kong

Liquidity Provider short sell exemption from the “tick rule” Hong Kong

Derivative Warrants Hedging Participants exemption from the tick rule for hedging in the underlying stocks Hong Kong

Issuer Eligibility Net Assets Credit Rating Investor Risk

Eligibility requirements for derivative warrants issuance

Derivative warrants increases market volatility

Manipulation of derivative warrants' prices and trading activity

Derivative warrants issuer incentives or commission rebates
HKEx educational programme for derivative warrants
Factors affecting a derivative warrant's price Risk
Additional Issues of Derivative Warrants
Derivative warrants do not always reflect movements in the underlying share price