Update on New Sponsor Requirements
The Securities and Futures Commission (SFC) published two circulars on September 5, 2006 in relation...
Insights Archive:
HKEx Publishes Guide on pre-Vetting Requirements for Announcements
The Hong Kong Stock Exchange (HKEx) has recently published its Guide on pre-vetting requirements for...
Stock Exchange Publishes Conclusions on Abolition of the Requirement for Main Board Issuers to Publish Paid Announcements in Newspapers
The Stock Exchange of Hong Kong Limited (the Exchange) has published its conclusions on its...
New Requirements for Securities Firms and New Paid-Up Share Capital Requirement for Sponsors
The Securities and Futures Commission ("SFC") has gazetted amendments to the relevant rules under the...
New Sponsor Requirements
New eligibility criteria and on-going obligations for sponsors will be implemented by the SFC with...
SFC to Implement Securities Collateral Re-Pledging Limit in 2 Phases and HKFE Announces Revised Margins for H-Shares Index and Petrochina Futures Contracts
The SFC published a press release on February 6, 2006 confirming its intention to proceed...
SFC HKEx Publishes Discussion Paper on Gem
Hong Kong Exchanges and Clearing Limited ('HKEx') published its discussion paper on the Growth Enterprise...
Stock Exchange Proposes Abolition of Requirement for Main Board Issuers to Publish Paid Announcements in Newspapers
The Stock Exchange of Hong Kong Limited (the "Exchange") has published an exposure paper with...
SFC Launches a Six-Point Plan for the Derivative Warrants Market
The Securities and Futures Commission has released its 'Report on the Derivative Warrants Market in...