SAFE draft Notice may issue soon, outlining new rules with uncertain timing; Chinese draft and English summary translation available online.
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HKEx Invites Comments on the Derivative Warrants Market
The Hong Kong Stock Exchange has published an article on derivative warrants that includes a discussion of the listing rule requirements and a discussion on the recent debate on derivative warrants
Amendments To The Hedge Fund Guidelines Effective 30 September 2005
Amendments to the Hedge Fund Guidelines in Chapter 8.7 of the Code on Unit Trusts and Mutual Funds came into effect on 30 September 2005. This note summarises the principal revisions to the Guidelines.
SFC Publishes Consultation Paper on Possible Reforms to the Companies Ordinance Prospectus Regime
The Securities and Futures Commission has published a consultation paper setting out its proposals for the final phase of its modernisation of the regime governing the public offering of shares and debentures
Amendments To The Definitions Of “Regulated Activities” In Schedule 5 To The Securities And Futures Ordinance To Take Effect On 9 December 2005
The Securities and Futures Commission has published its Consultation Conclusions on the amendments to Schedule 5 to the Securities and Futures Ordinance proposed in its February Consultation Paper.
Amendments To The Codes On Takeovers, Mergers And Share Repurchases Effective 1 October 2005
The SFC has published its Consultation Conclusions on the changes to the Hong Kong Codes on Takeovers, Mergers and Share Repurchases and announced that the amendments will come into effect on 1 October 2005.
China News Alert Issue 112
Download the Word Headlines Rules on cross-border share exchanges to clarify red chip listing procedures CSRC issues guidelines on the relationship between listed companies and investors CDRC approves Valin Steel Tube & Wire equity transfer Capital Markets CSRC...
SFC Publishes Consultation Conclusions on Amendments to the Disclosure of Interests Regime
The Securities and Futures Commission has published the Consultation Conclusions on the Review of the Disclosure of Interests Regime under Part XV of the Securities and Futures Ordinance
China News Alert Issue 111
Download the Word Headlines Pilot companies involved in redesignation of non-tradeable shares introduce employee share options State Council approves steel industry policy SAT statement on income tax payable on creditors’ rights Capital Markets BOC and Shenhua Energy...
Proposed New Regulatory Regime For Sponsors
Building on the existing regime for the licensing of corporate finance advisers, the SFC has published proposals for additional specific entry criteria and ongoing compliance obligations for sponsors.