HKEx Publishes FAQs on Models for RMB IPOs
Hong Kong Exchanges and Clearing Ltd (HKEx) has published Frequently Asked Questions on Models for...
Insights Archive:
UK Bribery Act Comes into Force the Implications for Businesses in Asia
The UK Bribery Act (the Act) comes into force on 1 July 2011. The Act...
Consultation Paper on Draft Short Position Reporting Rules Published
On 25 May 2011, the Securities and Futures Commission (SFC) published a consultation paper on...
Ex-Entitlement Trading Only After Shareholder Approval
On 20 May 2011, the Hong Kong Exchanges and Clearing Limited (HKEx) published consultation conclusions...
New Regime for Offers of Structured Products
Amendments to the Hong Kong regulatory regime governing public offers of investment products came into...
HKEx Listing Decisions on Acceptability of Prior Shareholder Mandates for Notifiable Transactions the Classification of A Share Repurchase By a Listed Subsidary under Chapter 14 and Qualification Requirements for Mainland Property Valuers
HKEx published in March 2011 Listing Decision LD6-2011 as to whether the Stock Exchange of...
SFC Report on Sponsor Inspection Findings
On March 29 2011 the SFC published its Report on Sponsor Theme Inspection Findings (the...
SFC Publishes Consultation Conclusions on the Draft Guidelines on Disclosure of Price Sensitive Information
The Securities and Futures Commission published, on 11 February 2011, Consultation Conclusions (the Conclusions) regarding...
UK Bribery Act 2010 to Come into Force – UK MOJ Publishes Guidance on Adequate Procedures Defence and DPP and SFO Publish Joint Prosecution Guidance
On 30 March 2011 the UK Ministry of Justice published its Guidance (the MoJ Guidance)...