Hong Kong Exchanges and Clearing Limited (“HKEx”) will extend the trading hours of its securities and derivatives markets in two phases. The first phase will be effective on 7 March 2011 (“Phase 1”) and the second…
Archived Post for "Insights"
SEHK and SFC Publish Joint Consultation Paper Proposing Changes to Property Valuation Requirements
On 3 December 2010 the Securities and Futures Commission (“SFC”) and Stock Exchange of Hong Kong (“SEHK”) released a joint consultation paper (the “Consultation Paper”) outlining proposals to change the requirements…
HKEx Publishes Consultation Paper On Ex-Entitlement Trading
Hong Kong Exchanges and Clearing Limited (“HKEx”) published a consultation paper (“the Consultation Paper”) on 17 December 2010, regarding the possibility of changes to the current market practice of ex-entitlement…
HKEx Publishes Listing Decision on the Listing Eligibility of An Entity under Joint Control
The Company (“Company A”) was involved in the automobile business on the Mainland and operated via a jointly controlled entity (“JCE X”). The Listing Rules do not currently cater for JCEs and Company A could not…
HKEx Publishes Consultation Paper on Review of the Code on Corporate Governance Practices and Associated Listing Rules
Hong Kong Exchanges and Clearing Limited (“HKEx”) published a consultation paper on 17 December 2010 regarding proposed changes to the Code on Corporate Governance Practices (“the Code”), the Corporate Governance…
HKEx Publishes Consultation Paper on Proposed Changes to Requirements for the Listing of Debt Issues to Professional Investors Only
On 17 December 2010, Hong Kong Exchanges and Clearing Limited (“HKEx”) published a consultation paper on proposed changes to the requirements for the listing of debt securities targeted exclusively at professional…
HKEx Amends Listing Rules to Accept Mainland Accounting and Auditing Standards and Mainland Audit Firms for Mainland Incorporated Companies Listed in Hong Kong
Hong Kong Exchanges and Clearing Limited (“HKEx”) published on 10 December 2010 its Consultation Conclusions on the Acceptance of Mainland Accounting and Auditing Standards and Mainland Audit Firms for Mainland…
SFC SEHK Publish Joint Consultation Conclusions on the Proposal to Allow the Issue of Paper Application Forms with Electronic Listing Documents
SFC and SEHK joint consultation conclusions on paper application forms with electronic listing documents.
SFC Publishes Consultation Paper on the Regulatory Framework for pre-IPO Research Reports
SFC publishes Consultation Paper on the regulatory framework for pre-IPO research reports, proposing to extend Code of Conduct obligations to Pre-deal Research.
Registration of Investment Managers with Sec
The Private Fund Investment Advisers Registration Act of 2010 (Act) was recently signed into law in the U.S. as part of the Dodd-Frank Wall Street Reform and Consumer Protection Act, resulting in changes to…
