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Hong Kong Law

January 2011

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Charltons - Hong Kong Law Newsletter - Issue 104 - 05 January 2011

Listing of debt Issues

Professional Investors

HKEx publishes Consultation Paper On Proposed Changes To Requirements For The Listing Of Debt Issues To Professional Investors Only

Unifying the definition of professional investor in the Listing Rules with the definition in the Securities and Futures Ordinance

Hong Kong Main Board Listing Rules

Simplification of disclosure obligations in listing documents

Eligibility requirements for securities

Deletion of provisions

Modifications of provisions

Memorandum of Understanding between the Exchange and the Securities and Futures Commission

Application Vetting
Retail investors
Application procedures
Continuing obligations for debt issuers
Alignment of GEM Rules on listing debt for professionals and Main Board Rules